| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/02/2009 | Manitex International, Inc. | MNTX | Sale | Common Stock | 1.4M | $0.85 | $1.2M | | 02/02/2009 |
| 02/02/2009 | Manitex International, Inc. | MNTX | Sale | Common Stock | 1.1M | $0.85 | $931.3k | | 02/02/2009 |
| 02/02/2009 | Manitex International, Inc. | MNTX | Sale | Common Stock | 82.6k | $0.85 | $70.2k | Footnote | 02/02/2009 |
| 07/28/2008 | Perfumania Holdings, Inc. | PERF | Purchase | Common Stock | 1.4k | $14.79 | $20.3k | | 07/28/2008 |
| 07/28/2008 | Perfumania Holdings, Inc. | PERF | Purchase | Common Stock | 1.1k | $14.79 | $16.7k | Footnote | 07/28/2008 |
| 02/27/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Other (acquisition) | Common Stock | 55.9k | $0.00 | $0 | | 02/27/2008 |
| 02/27/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Other (acquisition) | Common Stock | 48.2k | $0.00 | $0 | Footnote | 02/27/2008 |
| 02/27/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Exercise (in-the-money or at-the-money) | Common Stock | 0 | $0.00 | $0 | Footnote | 02/27/2008 |
| 02/27/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Exercise (in-the-money or at-the-money) | Common Stock Warrants (Right to Buy) | 975.2k | $5.00 | $4.9M | | 02/27/2008 |
| 02/27/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Exercise (in-the-money or at-the-money) | Common Stock Warrants (Right to Buy) | 0 | $5.00 | $0 | Footnote | 02/27/2008 |
| 02/27/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Exercise (in-the-money or at-the-money) | Common Stock Warrants (Right to Buy) | 856.4k | $5.00 | $4.3M | Footnote | 02/27/2008 |
| 02/22/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 11.2k | $7.99 | $89.5k | | 02/21/2008 |
| 02/22/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 8.1k | $7.99 | $64.7k | | 02/21/2008 |
| 02/22/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 698 | $7.99 | $5.6k | Footnote | 02/21/2008 |
| 02/21/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 95.6k | $7.93 | $757.9k | | 02/21/2008 |
| 02/21/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 10.2k | $7.93 | $80.7k | Footnote | 02/21/2008 |
| 02/21/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 274 | $7.95 | $2.2k | | 02/21/2008 |
| 02/21/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 197 | $7.95 | $1.6k | | 02/21/2008 |
| 02/21/2008 | Asia Automotive Acquisition Corp. | AAAC | Purchase | Common Stock | 29 | $7.95 | $230.6 | Footnote | 02/21/2008 |
| 01/30/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock | 16.4k | $14.21 | $233.1k | | 01/30/2008 |
| 01/30/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock | 12.6k | $14.21 | $179k | Footnote | 01/30/2008 |
| 01/30/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock Warrants (Right to Buy) | 14.1k | $5.00 | $70.7k | | 01/30/2008 |
| 01/30/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock Warrants (Right to Buy) | 0 | $5.00 | $0 | Footnote | 01/30/2008 |
| 01/30/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock Warrants (Right to Buy) | 10.9k | $5.00 | $54.3k | Footnote | 01/30/2008 |
| 01/28/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock | 10.6k | $14.71 | $155.6k | | 01/24/2008 |
| 01/28/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock | 8.1k | $14.71 | $119.4k | Footnote | 01/24/2008 |
| 01/24/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock Warrants (Right to Buy) | 19.5k | $5.00 | $97.4k | | 01/24/2008 |
| 01/24/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock Warrants (Right to Buy) | 0 | $5.00 | $0 | Footnote | 01/24/2008 |
| 01/24/2008 | A-Power Energy Generation Systems, Ltd. | APWR | Purchase | Common Stock Warrants (Right to Buy) | 14.9k | $5.00 | $74.6k | Footnote | 01/24/2008 |
| 01/18/2008 | Chardan South China Acquisition Corp | CSCA | Disposition | Common Stock | 1.2M | $0.00 | $0 | | 01/18/2008 |
| 01/18/2008 | Chardan South China Acquisition Corp | CSCA | Disposition | Common Stock | 1.5M | $0.00 | $0 | | 01/18/2008 |
| 01/18/2008 | Chardan South China Acquisition Corp | CSCA | Disposition | Common Stock | 193.2k | $0.00 | $0 | Footnote | 01/18/2008 |
| 01/18/2008 | Chardan South China Acquisition Corp | CSCA | Disposition | Common Stock Warrants (Right to Buy) | 776.5k | $5.00 | $3.9M | | 01/18/2008 |
| 01/18/2008 | Chardan South China Acquisition Corp | CSCA | Disposition | Common Stock Warrants (Right to Buy) | 0 | $5.00 | $0 | Footnote | 01/18/2008 |
| 01/18/2008 | Chardan South China Acquisition Corp | CSCA | Disposition | Common Stock Warrants (Right to Buy) | 941.6k | $5.00 | $4.7M | | 01/18/2008 |
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