DFR Holdings, LLC [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
11/21/2016	CIFC LLC	CIFC	Disposition	COMMON SHARE WARRANT (RIGHT TO BUY)	2M	$6.38	$12.8M	11/21/2016
11/21/2016	CIFC LLC	CIFC	Disposition	COMMON SHARES	18.8M	$11.46	$215.7M	11/21/2016
07/01/2016	CIFC LLC	CIFC	Other (acquisition)	Common Shares	12.9k	$0.00	$0	07/01/2016
09/24/2015	CIFC Corp.	CIFC	Grant	COMMON STOCK WARRANT (RIGHT TO BUY)	2M	$6.38	$12.8M	09/22/2014
09/24/2015	CIFC Corp.	CIFC	Disposition	COMMON STOCK WARRANT (RIGHT TO BUY)	2M	$6.38	$12.8M	09/22/2014
06/26/2015	CIFC Corp.	CIFC	Other (acquisition)	Common Stock	18.4k	$0.00	$0	06/26/2015
09/22/2014	CIFC Corp.	CIFC	Grant	COMMON STOCK WARRANT (RIGHT TO BUY)	2M	$6.38	$12.8M	09/22/2014
09/22/2014	CIFC Corp.	CIFC	Disposition	COMMON STOCK WARRANT (RIGHT TO BUY)	2M	$6.38	$12.8M	09/22/2014
07/12/2014	CIFC Corp.	CIFC	Conversion	Common Stock	4.1M	$6.07	$25.1M	07/14/2014
12/31/2013	CIFC Corp.	CIFC	Purchase	Common Stock	1000k	$9.00	$9M	12/31/2013
12/31/2013	CIFC Corp.	CIFC	Purchase	Common Stock Warrant (right to buy)	2M	$6.38	$12.8M	12/31/2013
12/18/2013	CIFC Corp.	CIFC	Purchase	Common Stock	9.1M	$9.00	$81.8M	12/18/2013