| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/15/2023 | TFF Pharmaceuticals, Inc. | TFFP | Purchase | Common Stock | 20k | $0.25 | $5k | | 08/15/2023 |
| 12/29/2022 | TFF Pharmaceuticals, Inc. | TFFP | Grant | Stock Options (Right to Buy) | 21k | $0.85 | $17.8k | | 12/29/2022 |
| 02/09/2022 | Longboard Pharmaceuticals, Inc. | | Grant | Stock Option (Right to Buy) | 90k | $4.20 | $378k | | 02/09/2022 |
| 03/17/2020 | Lineage Cell Therapeutics, Inc. | BTX | Grant | Employee Stock Option (Right to Buy) | 616.7k | $0.69 | $426.7k | | 03/17/2020 |
| 08/13/2019 | Lineage Cell Therapeutics, Inc. | BTX | Purchase | Common Shares | 5k | $1.01 | $5k | | 08/13/2019 |
| 06/30/2019 | Lineage Cell Therapeutics, Inc. | BTX | Grant | Employee Stock Option (Right to Buy) | 150k | $1.10 | $165k | | 06/30/2019 |
| 01/07/2019 | Lineage Cell Therapeutics, Inc. | BTX | Grant | Option to Purchase Common Shares | 500k | $1.08 | $540k | | 01/07/2019 |
| 06/29/2018 | REVA Medical, Inc. | RVA.AX | Purchase | Common Stock | 4.9k | $1.53 | $7.5k | | 06/29/2018 |
| 01/22/2018 | REVA Medical, Inc. | RVA.AX | Grant | Employee Stock Option (right to buy) | 100k | $3.88 | $387.5k | | 01/22/2018 |
| 01/22/2018 | REVA Medical, Inc. | RVA.AX | Grant | Common Stock (RSUs) | 50k | $0.00 | $0 | | 01/22/2018 |
| 01/20/2017 | Savara Inc | SVRA | Grant | Restricted Stock Units | 889.9k | $0.00 | $0 | | 01/20/2017 |
| 01/02/2014 | Savara Inc | SVRA | Grant | Employee Stock Option (Right to Buy) | 101.2k | $0.47 | $47.6k | | 01/02/2014 |
| 06/19/2013 | Savara Inc | SVRA | Grant | Employee Stock Option (Right to Buy) | 301.2k | $0.50 | $150.6k | | 06/19/2013 |
| 01/02/2013 | Savara Inc | SVRA | Grant | Employee Stock Option (Right to Buy) | 75.8k | $0.59 | $44.7k | | 01/02/2013 |