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SPECIAL OPPORTUNITIES FUND (SPE)
| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/28/2020 | Dakos Andrew | President | Purchase | 3.50% Convertible Preferred Stock Series B | 1000 | $0.00 | $0 | | 02/28/2020 |
| 02/28/2020 | Dakos Andrew | President | Purchase | Common Stock | 1000 | $13.25 | $13.2k | | 02/28/2020 |
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