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ALTA BIOPHARMA PARTNERS III LP

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
02/05/2014Cara Therapeutics, Inc.CARAConversionCommon Stock531.4k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAPurchaseCommon Stock103.3k$11.00$1.1MSee Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionCommon Stock75.1k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionCommon Stock35.7k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAPurchaseCommon Stock6.9k$11.00$76.3kSee Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionCommon Stock27.6k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionCommon Stock13.1k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionSeries D Preferred Stock89.2k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionSeries D Preferred Stock32.7k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAPurchaseCommon Stock2.5k$11.00$28kSee Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionSeries C Preferred Stock2.4M$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionSeries C Preferred Stock158.7k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionSeries C Preferred Stock58.2k$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionSeries D Preferred Stock1.3M$0.00$0See Footnote02/05/2014
02/05/2014Cara Therapeutics, Inc.CARAConversionCommon Stock1.1M$0.00$0See Footnote02/05/2014
10/16/2013MACROGENICS INCMGNXConversionCommon Stock1.1M$0.00$0see footnote10/16/2013
10/16/2013MACROGENICS INCMGNXConversionCommon Stock656.7k$0.00$0see footnote10/16/2013
10/16/2013MACROGENICS INCMGNXConversionCommon Stock204.2k$0.00$0see footnote10/16/2013
10/16/2013MACROGENICS INCMGNXConversionSeries B Convertible Preferred Stock18.7M$0.00$0see footnote10/16/2013
10/16/2013MACROGENICS INCMGNXConversionSeries C Convertible Preferred Stock12.3M$0.00$0see footnote10/16/2013
10/16/2013MACROGENICS INCMGNXConversionSeries D-2 Convertible Preferred Stock3.8M$0.00$0see footnote10/16/2013
10/16/2013MACROGENICS INCMGNXExercise (in-the-money or at-the-money)Series D-2 Convertible Preferred Warrants287.5k$0.00$0see footnote10/16/2013
04/16/2013CHIMERIX INCCMRXConversionCommon Stock551k$0.00$0See Footnote04/16/2013
04/16/2013CHIMERIX INCCMRXConversionCommon Stock688.7k$0.00$0See Footnote04/16/2013
04/16/2013CHIMERIX INCCMRXConversionCommon Stock826.5k$0.00$0See Footnote04/16/2013
04/16/2012CHIMERIX INCCMRXConversionSeries D Preferred Stock2.9M$0.00$0See Footnote04/16/2013
04/16/2012CHIMERIX INCCMRXConversionSeries E Preferred Stock2.4M$0.00$0See Footnote04/16/2013
04/16/2012CHIMERIX INCCMRXConversionSeries F Preferred Stock2M$0.00$0See Footnote04/16/2013
06/30/2010Viracta Therapeutics, Inc.VIRXConversionCommon Stock4.6M$0.00$0 06/30/2010
06/30/2010Viracta Therapeutics, Inc.VIRXConversionCommon Stock307.4k$0.00$0See Footnote06/30/2010
06/30/2010Viracta Therapeutics, Inc.VIRXConversionCommon Stock112.8k$0.00$0See Footnote06/30/2010
06/30/2010Viracta Therapeutics, Inc.VIRXConversionSeries A Preferred Stock457.7k$0.00$0 06/30/2010
06/30/2010Viracta Therapeutics, Inc.VIRXConversionSeries A Preferred Stock30.7k$0.00$0See Footnote06/30/2010
06/30/2010Viracta Therapeutics, Inc.VIRXConversionSeries A Preferred Stock11.3k$0.00$0See Footnote06/30/2010
06/30/2010Viracta Therapeutics, Inc.VIRXPurchaseCommon Stock10.9M$0.28$3M 06/30/2010
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