| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | Common Stock | 40k | $6.00 | $239.8k | | 07/31/2020 |
| 03/14/2019 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 22.9k | $0.00 | $0 | | 03/14/2019 |
| 12/03/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 20k | $7.32 | $146.4k | | 07/31/2017 |
| 05/24/2018 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 18.8k | $0.00 | $0 | | 05/24/2018 |
| 10/27/2017 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5k | $7.00 | $35k | | 10/27/2017 |
| 08/07/2017 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 10k | $7.00 | $70k | | 08/04/2017 |
| 08/04/2017 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5k | $7.00 | $35k | | 08/04/2017 |
| 07/31/2017 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5k | $6.71 | $33.6k | | 07/31/2017 |
| 07/24/2017 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5k | $6.67 | $33.4k | | 07/24/2017 |
| 07/17/2017 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5k | $6.39 | $32k | | 07/17/2017 |
| 03/15/2017 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 12.1k | $0.00 | $0 | | 03/15/2017 |
| 08/01/2013 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 8.2k | $5.24 | $43.2k | | 08/01/2013 |
| 12/01/2011 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 4.9k | $6.52 | $31.9k | | 12/01/2011 |
| 11/01/2011 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 16k | $6.99 | $111.8k | | 11/01/2011 |
| 08/01/2011 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 16k | $6.04 | $96.6k | | 08/01/2011 |