| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/09/2023 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 3k | $84.18 | $252.5k | | 05/09/2023 |
| 02/17/2023 | StoneX Group Inc. | SNEX | Gift | | 2k | $0.00 | $0 | | 02/17/2023 |
| 12/15/2022 | StoneX Group Inc. | SNEX | Grant | | 13.4k | $0.00 | $0 | | 12/15/2022 |
| 03/09/2022 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 2.5k | $70.83 | $177.1k | | 03/08/2022 |
| 03/08/2022 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 2.5k | $69.45 | $173.6k | | 03/08/2022 |
| 12/20/2021 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 1.5k | $57.48 | $86.2k | | 12/20/2021 |
| 12/15/2021 | StoneX Group Inc. | SNEX | Grant | | 6.3k | $0.00 | $0 | | 12/15/2021 |
| 12/15/2021 | StoneX Group Inc. | SNEX | Grant | | 40k | $62.04 | $2.5M | | 12/15/2021 |
| 12/10/2021 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 2.5k | $59.92 | $149.8k | | 12/10/2021 |
| 03/15/2021 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 5k | $63.45 | $317.2k | | 03/15/2021 |
| 12/16/2020 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 3k | $53.19 | $159.6k | | 12/14/2020 |
| 12/15/2020 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 6k | $52.44 | $314.6k | | 12/14/2020 |
| 12/14/2020 | StoneX Group Inc. | SNEX | Purchase | Common Stock | 6k | $50.79 | $304.7k | | 12/14/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 19.1k | $6.00 | $114.6k | | 05/24/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 130k | $6.00 | $779.8k | | 05/24/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 130k | $6.00 | $779.8k | | 05/24/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 1.7M | $6.00 | $10.2M | | 05/24/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 117.5k | $6.00 | $705.2k | | 05/24/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 21k | $6.00 | $126k | | 05/24/2020 |
| 05/24/2020 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 19.1k | $6.00 | $114.6k | | 05/24/2020 |
| 05/24/2020 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 60k | $0.00 | $0 | | 05/24/2020 |
| 05/29/2019 | GAIN Capital Holdings, Inc. | GCAP | Exercise | Stock Option (Right to Buy) | 58.7k | $3.83 | $225k | | 05/29/2019 |
| 03/14/2019 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 76.5k | $0.00 | $0 | | 03/14/2019 |
| 05/30/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 9.9k | $7.97 | $79k | | 05/30/2018 |
| 05/24/2018 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 75k | $0.00 | $0 | | 05/24/2018 |
| 05/07/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 21.5k | $8.22 | $176.5k | | 05/07/2018 |
| 03/16/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 19.5k | $7.19 | $140.5k | | 03/06/2018 |
| 03/06/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5.4k | $7.41 | $39.7k | | 03/06/2018 |
| 05/22/2017 | GAIN Capital Holdings, Inc. | GCAP | Exercise | Stock Option (Right to Buy) | 40k | $3.83 | $153.2k | | 05/22/2017 |
| 10/18/2012 | GAIN Capital Holdings, Inc. | GCAP | Disposition | Common Stock | 9.5k | $4.74 | $44.8k | | 10/17/2012 |
| 10/17/2012 | GAIN Capital Holdings, Inc. | GCAP | Disposition | Common Stock | 8.2k | $4.78 | $39.2k | | 10/17/2012 |
| 03/23/2011 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 43k | $0.00 | $0 | | 03/23/2011 |
| 03/23/2011 | GAIN Capital Holdings, Inc. | GCAP | Grant | Stock Option (Right to buy) | 129k | $8.02 | $1M | | 03/23/2011 |