Brown James [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/31/2017	STONEGATE MORTGAGE CORP	SGM	Disposition	Common Stock	7.2M	$8.00	$57.7M	See footnote	05/31/2017
05/31/2017	STONEGATE MORTGAGE CORP	SGM	Disposition	Common Stock Warrants	3.9k	$18.00	$70.3k	See footnote	05/31/2017
05/31/2017	STONEGATE MORTGAGE CORP	SGM	Disposition	Common Stock Warrants	238.7k	$18.00	$4.3M	See footnote	05/31/2017
01/17/2014	FXCM Inc.	GLBR	Grant	Stock Options (right to buy)	13.9k	$16.76	$233.2k		01/17/2014
12/07/2010	FXCM Inc.	GLBR	Disposition	Units of FXCM Holdings LLC	540.7k	$13.09	$7.1M	By Long Ridge FXCM, L.P.	12/07/2010
12/07/2010	FXCM Inc.	GLBR	Disposition	Units of FXCM Holdings LLC	241k	$13.09	$3.2M	By Long Ridge FXCM Equity Partners, LLC	12/07/2010
12/07/2010	FXCM Inc.	GLBR	Disposition	Units of FXCM Holdings LLC	237.2k	$13.09	$3.1M		12/07/2010
12/01/2010	FXCM Inc.	GLBR	Grant	Stock Options (right to buy)	14.3k	$14.00	$200.4k		12/01/2010