GUENTHER PAUL B [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/07/2019	BARNES & NOBLE INC	BKS	Disposition	Common Stock	18.8k	$0.00	$0	08/07/2019
08/07/2019	BARNES & NOBLE INC	BKS	Other	Common Stock	41.8k	$6.50	$271.5k	08/07/2019
10/04/2018	BARNES & NOBLE INC	BKS	Grant	Common Stock	18.8k	$0.00	$0	10/04/2018
05/18/2018	ZAIS Group Holdings, Inc.	ZAIS	Disposition	Class A Common Stock, par value $.0001	79.7k	$4.10	$326.6k	05/18/2018
11/07/2017	ZAIS Group Holdings, Inc.	ZAIS	Grant	Class A Common Stock, par value $.0001	13.5k	$0.00	$0	11/07/2017
05/09/2017	ZAIS Group Holdings, Inc.	ZAIS	Grant	Class A Common Stock, par value $.0001	21.1k	$0.00	$0	05/09/2017
11/01/2016	ZAIS Group Holdings, Inc.	ZAIS	Grant	Class A Common Stock, par value $.0001	24.8k	$0.00	$0	11/01/2016
04/21/2016	ZAIS Group Holdings, Inc.	ZAIS	Grant		10.3k	$0.00	$0	04/21/2016