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ROCK CREEK PHARMACEUTICALS, INC. (RCPI)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
03/30/2016Scannell RobertDirectorPurchaseCommon Stock285.7k$0.35$100kBy IASO Advisors LLC03/30/2016
03/30/2016Scannell RobertDirectorPurchaseWarrant (right to buy)571.4k$1.12$640kBy IASO Advisors LLC03/30/2016
11/17/2015Scannell RobertDirectorGrantOptions to Purchase Common Stock2k$0.87$1.7k 11/17/2015
04/03/2014Tradewinds Capital, L.P.10% OwnerDispositionCommon Stock Warrants (right to buy)543.5k$2.00$1.1MBy Feehan Partners, L.P.04/02/2014
04/03/2014Tradewinds Capital, L.P.10% OwnerDispositionCommon Stock Warrants (right to buy)833.3k$1.80$1.5MBy Feehan Partners, L.P.04/02/2014
04/02/2014Tradewinds Capital, L.P.10% OwnerOther (disposition)Common Stock1.6M$0.00$0By Tradewinds Fund (Cayman), Ltd.04/02/2014
04/02/2014Tradewinds Capital, L.P.10% OwnerOther (disposition)Common Stock2.2M$0.00$0By Tradewinds Capital, L.P.04/02/2014
04/02/2014Tradewinds Capital, L.P.10% OwnerOther (acquisition)Common Stock369.8k$0.00$0By Scott P. Peters04/02/2014
04/02/2014Tradewinds Capital, L.P.10% OwnerOther (acquisition)Common Stock766.8k$0.00$0By Robert W. Scannell04/02/2014
04/02/2014Tradewinds Capital, L.P.10% OwnerOther (acquisition)Common Stock1.1M$0.00$0By Tradewinds Capital, L.P.04/02/2014
04/02/2014Tradewinds Master Fund (BVI) Ltd.10% OwnerOther (disposition)Common Stock5.6M$0.00$0By Tradewinds Master Fund (BVI), Ltd.04/02/2014
12/27/2013Mullan Michael JCEOGrantStock Option (right to buy)1000k$1.25$1.2M 12/27/2013
12/27/2013Dent Benjamin MDirectorGrantStock Option (right to buy)50k$1.25$62.5k 12/27/2013
12/27/2013Sensenbrenner Scott PDirectorGrantStock Option (right to buy)50k$1.25$62.5k 12/27/2013
12/27/2013Whittel NaomiDirectorGrantStock Option (right to buy)50k$1.25$62.5k 12/27/2013
12/27/2013Wilson Thomas LDirectorGrantStock Option (right to buy)50k$1.25$62.5k 12/27/2013
12/27/2013Chapman Christopher C JRPresidentGrantStock Option (right to buy)500k$1.25$625k 12/27/2013
12/24/2013PERITO PAUL LPresident & COOGrantEmployee Stock Option (right to buy)1.4M$2.95$4.1M 12/24/2013
12/14/2013EVERETT RALPH BDirectorGrantStock Option (right to buy)50k$1.25$62.5k 12/14/2013
10/22/2013Haynes Burton J.DirectorGrantEmployee Stock Option (right to buy)50k$1.90$95k 10/22/2013
09/22/2013Chapman Christopher C JRPresidentGrantEmployee Stock Option (right to buy)50k$1.90$95k 09/22/2013
09/07/2013Chayet Neil LDirectorGrantEmployee Stock Option (right to buy)50k$1.90$95k 09/07/2013
07/31/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerDispositionCommon Stock Warrants (right to buy)1.8M$2.00$3.7MSee footnotes07/31/2013
07/31/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerGrantCommon Stock Warrants (right to buy)1.8M$1.66$3MSee footnotes07/31/2013
07/31/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerDispositionCommon Stock Warrants (right to buy)750k$1.50$1.1MSee footnotes07/31/2013
07/31/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerGrantCommon Stock Warrants (right to buy)750k$1.34$1MSee footnotes07/31/2013
07/31/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)1.8M$1.66$3MSee footnotes07/31/2013
07/31/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)750k$1.34$1MSee footnotes07/31/2013
01/14/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerSaleCommon Stock452.4k$2.52$1.1MSee footnotes01/11/2013
01/11/2013Tradewinds Master Fund (BVI) Ltd.10% OwnerSaleCommon Stock953.3k$2.66$2.5MSee footnotes01/11/2013
12/14/2012EVERETT RALPH BDirectorGrantEmployee Stock Option (right to buy)50k$3.26$163k 12/14/2012
11/15/2012WILLIAMS JONNIECEOExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)1000k$1.50$1.5M 11/15/2012
11/13/2012Tradewinds Master Fund (BVI) Ltd.10% OwnerExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)1.3M$1.00$1.3MSee footnotes11/13/2012
11/13/2012Tradewinds Master Fund (BVI) Ltd.10% OwnerExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)1.3M$1.00$1.3MSee footnotes11/13/2012
10/22/2012Haynes Burton J.DirectorGrantEmployee Stock Option (right to buy)50k$3.20$160k 10/22/2012
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