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WORLD HEART CORP (WHRT)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
08/02/2012
Hove Anders D
10% Owner
Disposition
Common Stock
6.2M
$0.00
$0
By Funds
08/02/2012
08/02/2012
Hove Anders D
10% Owner
Disposition
Warrant (right to buy)
2.1M
$2.31
$4.9M
By Funds
08/02/2012
08/02/2012
VENROCK ASSOCIATES V LP
10% Owner
Disposition
Common Stock
6.2M
$0.00
$0
By Funds
08/02/2012
08/02/2012
VENROCK ASSOCIATES V LP
10% Owner
Disposition
Warrant (right to buy)
2.1M
$2.31
$4.9M
By Funds
08/02/2012
08/02/2012
Delagardelle Jeani
10% Owner
Disposition
Common Stock
6.1M
$0.00
$0
See Footnote
08/02/2012
08/02/2012
Delagardelle Jeani
10% Owner
Disposition
2.3M
$2.31
$5.4M
See Footnote
08/02/2012
08/02/2012
New Leaf Ventures II, L.P.
10% Owner
Disposition
Common Stock
6.1M
$0.00
$0
08/02/2012
08/02/2012
New Leaf Ventures II, L.P.
10% Owner
Disposition
2.3M
$2.31
$5.4M
08/02/2012
08/02/2012
Camber Capital Management LP
10% Owner
Sale
Common Stock
1.6M
$89.79
$147.2M
See Footnote
10/14/2010
08/02/2012
Camber Capital Management LP
10% Owner
Sale
Warrants
1.6M
$0.10
$163.1k
See Footnote
10/14/2010
09/01/2011
BROWN MORGAN R
Executive VP
Grant
Stock Option (Rt to buy)
8.8k
$0.44
$3.9k
09/01/2011
06/30/2011
Jassawalla Jal S
Exec. VP and CTO
Grant
Stock option (Rt to buy)
75k
$0.99
$74.2k
06/30/2011
06/30/2011
BROWN MORGAN R
Executive VP
Grant
Stock option (Rt to buy)
51k
$0.99
$50.5k
06/30/2011
06/30/2011
Martin John Alexander
President and CEO
Grant
Stock option (Rt to buy)
165k
$0.99
$163.4k
06/30/2011
06/29/2011
Martin John Alexander
President and CEO
Grant
Stock option (Rt to buy)
165k
$0.99
$163.4k
06/30/2011
06/23/2011
Estes Michael Sumner
Director
Grant
Stock option (Rt to buy)
16k
$1.00
$16k
06/23/2011
06/23/2011
Garriock William C
Director
Grant
Stock option (Rt to buy)
8k
$1.00
$8k
06/23/2011
06/23/2011
Jones Eugene B
Director
Grant
Stock option (Rt to buy)
8k
$1.00
$8k
06/23/2011
06/23/2011
Estes Michael Sumner
Director
Grant
Stock option (Rt to buy)
8k
$1.00
$8k
06/23/2011
06/23/2011
Hove Anders D
10% Owner
Grant
Stock Option (right to buy)
8k
$1.00
$8k
06/23/2011
06/23/2011
Delagardelle Jeani
10% Owner
Grant
Stock option (Rt to buy)
8k
$1.00
$8k
06/23/2011
06/23/2011
MARXE AUSTIN W
Director
Grant
Stock option (Rt to buy)
8k
$1.00
$8k
06/24/2011
02/10/2011
Jassawalla Jal S
Exec. VP and CTO
Grant
Stock option (Rt to buy)
59.4k
$1.65
$98k
02/10/2011
02/10/2011
Jassawalla Jal S
Exec. VP and CTO
Grant
Stock option (Rt to buy)
10k
$1.65
$16.5k
02/10/2011
02/10/2011
BROWN MORGAN R
Executive VP
Grant
Stock option (Rt to buy)
25k
$1.65
$41.2k
02/10/2011
02/10/2011
Woodard John
Senior VP of Scientifc Affairs
Grant
Stock option (Rt to buy)
20k
$1.65
$33k
02/10/2011
10/19/2010
Delagardelle Jeani
10% Owner
Purchase
Warrants (right to buy)
2.3M
$2.31
$5.4M
See Footnote 2
10/19/2010
10/19/2010
Delagardelle Jeani
10% Owner
Purchase
Common Stock
2.3M
$2.14
$5M
See Footnote 2
10/19/2010
10/19/2010
New Leaf Ventures II, L.P.
10% Owner
Purchase
Warrants (right to buy)
2.3M
$2.31
$5.4M
10/19/2010
10/19/2010
New Leaf Ventures II, L.P.
10% Owner
Purchase
Common Stock
2.3M
$2.14
$5M
10/19/2010
10/19/2010
VENROCK ASSOCIATES V LP
10% Owner
Purchase
Common Stock Warrant (right to buy)
2.1M
$2.31
$4.9M
By Fund
10/19/2010
10/19/2010
VENROCK ASSOCIATES V LP
10% Owner
Purchase
Common Stock
2.1M
$2.14
$4.5M
By Fund
10/19/2010
06/14/2010
Woodard John
Senior VP of Scientifc Affairs
Grant
Stock option (Rt to buy)
150k
$2.28
$342k
06/14/2010
06/10/2010
MARXE AUSTIN W
Director
Grant
Stock option (Rt to buy)
8k
$2.27
$18.2k
06/08/2010
06/10/2010
Delagardelle Jeani
10% Owner
Grant
Stock option (Rt to buy)
8k
$2.27
$18.2k
06/08/2010
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