CARROLL WALLACE E JR [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/23/2013	KATY INDUSTRIES INC	KATY	Grant	Stock Appreciation Right	2k	$0.94	$1.9k		05/23/2013
06/09/2010	KATY INDUSTRIES INC	KATY	Grant	Stock Appreciation Right	2k	$1.75	$3.5k		06/09/2010