Hardy John A. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
07/16/2020	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common Stock	3.2M	$1.17	$3.8M	I	07/16/2020
03/17/2017	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common Stock	500k	$2.40	$1.2M		03/17/2017