LYTLE PAUL J [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
01/29/2021	Mosaic ImmunoEngineering Inc.	PTSC	Conversion	Series A Convertible Voting Preferred Stock	161k	$0.00	$0	01/29/2021
01/29/2021	Mosaic ImmunoEngineering Inc.	PTSC	Conversion	Common Stock	1.6M	$0.00	$0	01/29/2021
12/16/2020	Mosaic ImmunoEngineering Inc.	PTSC	Grant	Restricted Stock Units	42.4k	$3.30	$139.9k	12/16/2020
12/16/2020	Mosaic ImmunoEngineering Inc.	PTSC	Grant	Restricted Stock Units	37.8k	$3.30	$124.6k	12/16/2020
10/31/2016	Avid Bioservices, Inc.	CDMO	Other (acquisition)	Common Stock	33.8k	$0.29	$9.7k	10/31/2016
06/02/2016	Avid Bioservices, Inc.	CDMO	Grant	Stock Option (right to buy)	250k	$0.50	$125k	06/02/2016
05/06/2013	Avid Bioservices, Inc.	CDMO	Grant	Stock Option (right to buy)	200k	$1.41	$282k	05/06/2013
10/31/2011	Avid Bioservices, Inc.	CDMO	Other (acquisition)	Common Stock	5.1k	$0.89	$4.6k	10/31/2011
09/24/2010	Avid Bioservices, Inc.	CDMO	Purchase	Common Stock, $0.001 par value	6.7k	$1.34	$9k	09/24/2010