CARBONE RICHARD J [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
10/02/2020	E TRADE FINANCIAL CORP	ETFC	Disposition	Common Stock	41.7k	$0.00	$0	10/02/2020
05/19/2020	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	123	$0.00	$0	05/19/2020
05/08/2020	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	3.2k	$0.00	$0	05/08/2020
03/02/2020	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	108	$0.00	$0	03/02/2020
01/02/2020	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	792	$0.00	$0	01/02/2020
11/15/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	108	$0.00	$0	11/15/2019
10/01/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	1k	$0.00	$0	10/01/2019
08/26/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	118	$0.00	$0	08/26/2019
07/01/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	793	$0.00	$0	07/01/2019
05/20/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	97	$0.00	$0	05/20/2019
05/10/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	2.6k	$0.00	$0	05/10/2019
04/01/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	761	$0.00	$0	04/01/2019
02/15/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	87	$0.00	$0	02/15/2019
01/02/2019	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	826	$0.00	$0	01/02/2019
11/15/2018	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	76	$0.00	$0	11/15/2018
10/01/2018	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	694	$0.00	$0	10/01/2018
07/02/2018	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	550	$0.00	$0	07/02/2018
05/18/2018	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	154	$0.00	$0	05/18/2018
04/02/2018	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	551	$0.00	$0	04/02/2018
01/02/2018	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	602	$0.00	$0	01/02/2018
12/01/2017	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	207	$0.00	$0	12/01/2017
08/18/2017	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	253	$0.00	$0	08/18/2017
05/12/2017	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	3.8k	$0.00	$0	05/12/2017
05/13/2016	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	5.9k	$0.00	$0	05/13/2016
05/07/2014	E TRADE FINANCIAL CORP	ETFC	Grant	Common Stock	7k	$0.00	$0	05/07/2014
02/09/2013	PRUDENTIAL FINANCIAL INC	PRU	Payment of Exercise	Common Stock	1.7k	$57.60	$99.2k	02/09/2013
02/14/2012	PRUDENTIAL FINANCIAL INC	PRU	Grant	2012 Performance Shares	7.2k	$0.00	$0	02/14/2012
02/14/2012	PRUDENTIAL FINANCIAL INC	PRU	Grant	2012 Employee Stock Option (right to buy)	50.4k	$59.41	$3M	02/14/2012