| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 19k | $3.85 | $73.2k | | 01/03/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 8.3k | $3.85 | $32k | | 01/03/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 37.8k | $3.85 | $145.4k | | 01/03/2023 |
| 03/29/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Common Stock | 15.5k | $1.39 | $21.5k | | 03/29/2022 |
| 03/29/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Payment of Exercise | Common Stock | 6.3k | $3.41 | $21.5k | | 03/29/2022 |
| 03/29/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 15.5k | $0.00 | $0 | | 03/29/2022 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 63.1k | $3.18 | $200.5k | | 01/03/2022 |
| 01/04/2021 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 71.4k | $3.74 | $267k | | 01/04/2021 |
| 06/05/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 83k | $1.39 | $115.4k | | 06/05/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3k | $31.20 | $93.6k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 750 | $57.80 | $43.4k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 1.4k | $3.70 | $5.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 15.5k | $3.70 | $57.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 5.2k | $3.25 | $17.1k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 15.5k | $1.39 | $21.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 1.4k | $1.39 | $1.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 750 | $1.39 | $1k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3k | $1.39 | $4.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.6k | $1.39 | $3.6k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.8k | $1.39 | $3.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 5.2k | $1.39 | $7.3k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.8k | $15.70 | $44k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.6k | $25.50 | $66.5k | | 02/12/2020 |
| 08/08/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 5.2k | $3.25 | $17.1k | | 08/08/2019 |
| 01/02/2018 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 28k | $1.57 | $44k | | 01/02/2018 |
| 01/03/2017 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 26.1k | $2.55 | $66.5k | | 01/03/2017 |
| 06/02/2016 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 30k | $3.12 | $93.6k | | 06/02/2016 |
| 03/03/2015 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 7.5k | $5.78 | $43.4k | | 03/03/2015 |
| 03/11/2010 | Vericel Corp | VCEL | Grant | Stock Option (right to buy) | 28k | $1.52 | $42.6k | | 03/11/2010 |
| 03/10/2010 | Vericel Corp | VCEL | Purchase | Common Stock | 9k | $1.56 | $14k | By the George & Lucy Dunbar Trust | 03/10/2010 |