| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/17/2023 | Apollo Commercial Real Estate Finance, Inc. | ARI | Sale | Common Stock | 833 | $10.41 | $8.7k | | 08/17/2023 |
| 08/14/2023 | Evercore Inc. | EVR | Sale | Shares of Class A common stock, par value $0.01 per share | 592 | $136.69 | $80.9k | | 08/14/2023 |
| 06/15/2023 | Evercore Inc. | EVR | Grant | Shares of Class A common stock, par value $0.01 per share | 1.1k | $0.00 | $0 | | 06/15/2023 |
| 04/03/2023 | Apollo Commercial Real Estate Finance, Inc. | ARI | Grant | Common Stock | 10.8k | $0.00 | $0 | | 04/03/2023 |
| 08/17/2022 | Apollo Commercial Real Estate Finance, Inc. | ARI | Sale | Common Stock | 833 | $12.78 | $10.6k | | 08/17/2022 |
| 07/28/2022 | Evercore Inc. | EVR | Sale | Shares of Class A common stock, par value $0.01 per share | 322 | $96.25 | $31k | | 07/28/2022 |
| 06/16/2022 | Evercore Inc. | EVR | Grant | Shares of Class A common stock, par value $0.01 per share | 1.2k | $0.00 | $0 | | 06/16/2022 |
| 04/01/2022 | Apollo Commercial Real Estate Finance, Inc. | ARI | Grant | Common Stock | 7.1k | $0.00 | $0 | | 04/01/2022 |
| 03/01/2022 | Evercore Inc. | EVR | Sale | Shares of Class A common stock, par value $0.01 per share | 327 | $125.15 | $40.9k | | 03/01/2022 |
| 07/29/2021 | Evercore Inc. | EVR | Sale | Shares of Class A common stock, par value $0.01 per share | 732 | $133.44 | $97.7k | | 07/29/2021 |
| 07/22/2021 | Apollo Commercial Real Estate Finance, Inc. | ARI | Grant | Common Stock | 5k | $0.00 | $0 | | 07/22/2021 |
| 06/17/2021 | Evercore Inc. | EVR | Grant | Shares of Class A common stock, par value $0.01 per share | 644 | $0.00 | $0 | | 06/17/2021 |
| 06/16/2020 | Evercore Inc. | EVR | Grant | Shares of Class A common stock, par value $0.01 per share | 1.5k | $0.00 | $0 | | 06/16/2020 |
| 02/03/2020 | TRI-CONTINENTAL CORP | TY | Sale | Tri-Continental Corporation Common Stock (TY) | 300 | $28.34 | $8.5k | | 02/03/2020 |
| 02/03/2020 | TRI-CONTINENTAL CORP | TY | Sale | Tri-Continental Corporation Common Stock (TY) | 700 | $28.36 | $19.9k | | 02/03/2020 |
| 10/24/2019 | Evercore Inc. | EVR | Grant | Shares of Class A common stock, par value $0.01 per share | 653 | $0.00 | $0 | | 10/24/2019 |
| 06/25/2019 | Columbia Seligman Premium Technology Growth Fund, Inc. | STK | Purchase | Columbia Seligman Premium Technology Growth Fund, Inc. (STK) | 1.3k | $20.02 | $26k | | 06/25/2019 |
| 04/10/2012 | TRI-CONTINENTAL CORP | TY | Purchase | Tri-Continental Corporation Common Stock | 1.3k | $15.55 | $20.2k | | 04/04/2012 |
| 04/10/2012 | TRI-CONTINENTAL CORP | TY | Purchase | Tri-Continental Corporation Common Stock | 800 | $15.56 | $12.4k | | 04/04/2012 |
| 04/04/2012 | TRI-CONTINENTAL CORP | TY | Sale | Tri-Continental Corporation Common Stock | 100 | $15.90 | $1.6k | | 04/04/2012 |