LeBuhn Richard T. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
06/21/2018	Asterias Biotherapeutics, Inc.	AST	Grant	Stock Options	20k	$1.75	$35k	06/21/2018
03/30/2017	Asterias Biotherapeutics, Inc.	AST	Grant		20k	$3.45	$69k	03/30/2017
10/27/2016	COMARCO INC	CMRO	Grant		50k	$0.09	$4.5k	10/27/2016
10/27/2016	COMARCO INC	CMRO	Grant		24k	$0.14	$3.4k	10/27/2016
06/29/2016	Asterias Biotherapeutics, Inc.	AST	Purchase	Common Stock	5k	$2.38	$11.9k	06/29/2016
05/13/2016	Asterias Biotherapeutics, Inc.	AST	Purchase	Common Stock	15k	$3.39	$50.8k	05/13/2016
05/13/2016	Asterias Biotherapeutics, Inc.	AST	Purchase	Warrants to purchase Common Stock	7.5k	$4.37	$32.8k	05/13/2016
02/28/2016	Asterias Biotherapeutics, Inc.	AST	Grant	Stock Options (right to buy)	20k	$3.64	$72.8k	02/28/2016
07/09/2015	Asterias Biotherapeutics, Inc.	AST	Grant	Stock Option (right to buy)	20k	$6.22	$124.4k	07/09/2015
06/25/2015	Asterias Biotherapeutics, Inc.	AST	Purchase	Series A Common Stock	5k	$4.41	$22.1k	06/25/2015
04/10/2014	Asterias Biotherapeutics, Inc.	AST	Other (acquisition)		20k	$0.00	$0	04/10/2014