| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 11/01/2021 | HIGH INCOME SECURITIES FUND | PCF | Exercise | Common Stock | 4k | $8.36 | $33.2k | | 11/01/2021 |
| 05/11/2021 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Exercise | 3.50% Convertible Preferred Stock Series B | 400 | $0.00 | $0 | See Footnote | 05/11/2021 |
| 05/05/2021 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Exercise | 3.50% Convertible Preferred Stock Series B | 180 | $0.00 | $0 | | 05/05/2021 |
| 09/08/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Exercise (in-the-money or at-the-money) | 3.50% Convertible preferred Stock, Series B | 400 | $0.00 | $0 | See footnote | 08/26/2016 |
| 09/08/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Exercise (in-the-money or at-the-money) | 3.50% Convertible preferred Stock, Series B | 180 | $0.00 | $0 | | 08/26/2016 |
| 08/26/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Exercise (in-the-money or at-the-money) | | 180 | $25.00 | $4.5k | | 08/26/2016 |
| 08/26/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Exercise (in-the-money or at-the-money) | | 400 | $25.00 | $10k | See footnote | 08/26/2016 |
| 08/16/2010 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Purchase | Common Stock | 200 | $13.29 | $2.7k | By NHI II, LLC | 08/16/2010 |
| 08/16/2010 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Purchase | Common Stock | 200 | $13.28 | $2.7k | By NHI II, LLC | 08/16/2010 |
| 08/16/2010 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Purchase | Common Stock | 200 | $13.31 | $2.7k | By NHI II, LLC | 08/16/2010 |
| 08/16/2010 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | Purchase | Common Stock | 400 | $13.30 | $5.3k | By NHI II, LLC | 08/16/2010 |