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GOLDEN QUEEN MINING CO LTD (GQM)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
05/22/2019
Clay Thomas Moragne
10% Owner
Other (disposition)
Common Stock
7M
$0.00
$0
By Trust
05/22/2019
05/22/2019
Clay Thomas Moragne
10% Owner
Other (disposition)
Common Stock
807.2k
$0.00
$0
By Trust
05/22/2019
05/22/2019
Clay Thomas Moragne
10% Owner
Other (disposition)
Stock Options
107.5k
$0.58
$62.4k
05/22/2019
05/22/2019
Clay Thomas Moragne
10% Owner
Other (disposition)
Stock Options
100k
$0.66
$66k
05/22/2019
05/22/2019
Clay Thomas Moragne
10% Owner
Other (disposition)
Stock Options
250k
$0.29
$72.5k
05/22/2019
05/22/2019
Estate of Landon Thomas Clay
10% Owner
Other (disposition)
Common Stock
108.5M
$0.00
$0
05/22/2019
05/22/2019
Clay Thomas Moragne
10% Owner
Other (disposition)
Common Stock
6.7M
$0.00
$0
05/22/2019
07/23/2018
Estate of Landon Thomas Clay
10% Owner
Disposition (by will)
Common Stock
10.2M
$0.00
$0
07/23/2018
06/05/2018
Estate of Landon Thomas Clay
10% Owner
Other (acquisition)
Common Stock
248.1k
$0.00
$0
05/15/2018
06/05/2018
Estate of Landon Thomas Clay
10% Owner
Other (disposition)
Common Stock
248.1k
$0.00
$0
By corporation
05/15/2018
06/05/2018
Clay Thomas Moragne
10% Owner
Other (disposition)
Common Stock
248.1k
$0.00
$0
By Corporation
06/05/2018
05/15/2018
Estate of Landon Thomas Clay
10% Owner
Disposition (by will)
Common Stock
4.7k
$0.00
$0
05/15/2018
02/22/2018
Estate of Landon Thomas Clay
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
26.1k
$0.00
$0
By corporation
02/22/2018
02/22/2018
Estate of Landon Thomas Clay
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
17.1M
$0.00
$0
02/22/2018
02/22/2018
Estate of Landon Thomas Clay
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
222k
$0.13
$29.4k
By corporation
02/22/2018
02/22/2018
Estate of Landon Thomas Clay
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
101.4M
$0.13
$13.4M
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
4.9M
$0.13
$642.8k
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
222k
$0.13
$29.4k
By corporation
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
5.7M
$0.13
$753.6k
By trust
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
1.8M
$0.00
$0
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
26.1k
$0.00
$0
By corporation
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
1.3M
$0.00
$0
By trust
02/22/2018
02/22/2018
Clay Thomas Moragne
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
4.9M
$0.13
$642.9k
02/22/2018
02/22/2018
James Brian Charles
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
5.7M
$0.13
$753.6k
By trust
02/22/2018
02/22/2018
James Brian Charles
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
1.3M
$0.00
$0
By trust
02/22/2018
02/22/2018
Clay Jonathan C.
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
1.1M
$0.00
$0
02/22/2018
02/22/2018
Clay Jonathan C.
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
7.3M
$0.00
$0
By family investment vehicle
02/22/2018
02/22/2018
Clay Jonathan C.
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
50k
$0.00
$0
See Footnote
02/22/2018
02/22/2018
EHT, LLC
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
19.6M
$0.13
$2.6M
02/22/2018
02/22/2018
EHT, LLC
10% Owner
Exercise (in-the-money or at-the-money)
Subscription Rights
7.3M
$0.00
$0
02/22/2018
02/22/2018
Clay Jonathan C.
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
2.6M
$0.13
$344.7k
02/22/2018
02/22/2018
Clay Jonathan C.
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
19.6M
$0.13
$2.6M
By family investment vehicle
02/22/2018
02/22/2018
Clay Jonathan C.
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
135k
$0.13
$17.9k
See Footnote
02/22/2018
02/19/2018
Blythe Paul M
Director
Exercise (in-the-money or at-the-money)
Common Shares
170k
$0.13
$22.5k
02/19/2018
02/19/2018
Blythe Paul M
Director
Exercise (in-the-money or at-the-money)
Common Shares
510k
$0.13
$67.6k
02/19/2018
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