JOHNSON CARLTON M [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
12/16/2020	Mosaic ImmunoEngineering Inc.	PTSC	Grant	Restricted Stock Units	26.1k	$3.30	$86.1k	12/16/2020
08/25/2017	Avid Bioservices, Inc.	CDMO	Other (disposition)	Stock Option (right to buy)	14.9k	$3.50	$52.3k	08/25/2017
08/25/2017	Avid Bioservices, Inc.	CDMO	Other (disposition)	Stock Option (right to buy)	20k	$9.17	$183.6k	08/25/2017