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Kaufman Brett

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
01/03/2023AFC Gamma, Inc. GrantCommon Stock3.2k$15.57$50k 01/03/2023
05/11/2022AFC Gamma, Inc. PurchaseCommon Stock3k$16.70$50.1k 05/11/2022
04/28/2022AFC BDC Inc. Other (acquisition)Common Stock5k$20.00$100kBy the Brett H. Kaufman Revocable Family Trust04/28/2022
04/28/2022AFC BDC Inc. Other (acquisition)Common Stock5k$20.00$100kBy the Brett H. Kaufman Revocable Family Trust04/28/2022
03/18/2022AFC Gamma, Inc. GrantCommon Stock2k$19.27$38.5k 03/18/2022
03/18/2022AFC Gamma, Inc. PurchaseCommon Stock2k$19.27$38.5k 03/18/2022
01/11/2022AFC Gamma, Inc. GrantStock Option (right to buy)5k$20.18$100.9k 01/11/2022
08/13/2021AFC Gamma, Inc. GrantCommon Stock1000$20.50$20.5k 08/13/2021
08/06/2021AFC Gamma, Inc. GrantCommon Stock49k$0.00$0 08/06/2021
02/18/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSSale8.00% Series A Cumulative Redeemable Preferred Stock205.352$25.00$5.1k 02/14/2020
02/14/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSDispositionStock Option (Right to Buy)125k$1.28$160k 02/14/2020
02/14/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSDispositionStock Option (Right to Buy)125k$2.80$350k 02/14/2020
02/14/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSDispositionStock Option (Right to Buy)62.5k$1.40$87.5k 02/14/2020
02/14/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSDispositionStock Option (Right to Buy)75k$3.25$243.8k 02/14/2020
02/14/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSDispositionCommon Stock318.5k$3.50$1.1M 02/14/2020
01/07/2020LADENBURG THALMANN FINANCIAL SERVICES INC.LTSExerciseStock Option (Right to Buy)50k$0.90$45k 01/07/2020
01/20/2019LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3k$3.10$9.3k 01/20/2019
01/14/2019LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.1k$3.01$9.3k 01/12/2019
01/13/2019LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.1k$3.12$9.7k 01/12/2019
01/12/2019LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.9k$3.12$12.2k 01/12/2019
01/10/2019LADENBURG THALMANN FINANCIAL SERVICES INC.LTSGrantCommon Stock60k$0.00$0 01/10/2019
03/20/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock105.8k$3.57$377.7k 03/20/2018
03/20/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSExerciseStock Option (Right to Buy)150k$2.30$345k 03/20/2018
01/30/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSAcquisition (small)8.00% Series A Cumulative Redeemable Preferred Stock1.35$25.20$34 03/20/2018
01/20/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.5k$3.13$10.9k 01/20/2018
01/14/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.6k$3.21$11.5k 01/12/2018
01/13/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.6k$3.21$11.5k 01/12/2018
01/12/2018LADENBURG THALMANN FINANCIAL SERVICES INC.LTSGrantCommon Stock50k$0.00$0 01/12/2018
01/20/2017LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.6k$2.24$8k 01/20/2017
01/14/2017LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPayment of ExerciseCommon Stock3.6k$2.39$8.5k 01/13/2017
01/13/2017LADENBURG THALMANN FINANCIAL SERVICES INC.LTSGrantCommon Stock40k$0.00$0 01/13/2017
01/14/2016LADENBURG THALMANN FINANCIAL SERVICES INC.LTSGrantCommon Stock40k$0.00$0 01/14/2016
09/28/2015LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPurchaseCommon Stock5k$1.90$9.5k 09/28/2015
01/20/2015LADENBURG THALMANN FINANCIAL SERVICES INC.LTSGrantCommon Stock40k$0.00$0 01/20/2015
12/01/2014LADENBURG THALMANN FINANCIAL SERVICES INC.LTSPurchaseCommon Stock2k$3.30$6.6k 12/01/2014
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