| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/18/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise | Common Stock, $.01 par value per share | 116.1k | $4.52 | $524.9k | | 04/18/2017 |
| 04/18/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Payment of Exercise | Common Stock, $.01 par value per share | 87.8k | $6.81 | $597.7k | | 04/18/2017 |
| 04/18/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise (in-the-money or at-the-money) | Stock Options | 116.1k | $4.52 | $524.9k | | 04/18/2017 |
| 04/10/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise | Stock Appreciation Right | 25.6k | $4.52 | $115.8k | | 04/10/2017 |
| 04/10/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Disposition | Common Stock, $.01 par value per share | 25.6k | $7.15 | $183.2k | | 04/10/2017 |
| 06/18/2013 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise | Phantom Stock | 8.3k | $0.00 | $0 | | 06/18/2013 |
| 06/18/2013 | HARVEST NATURAL RESOURCES, INC. | HNR | Disposition | Common Stock, $.01 par value per share | 8.3k | $3.10 | $25.8k | | 06/18/2013 |
| 05/24/2010 | HARVEST NATURAL RESOURCES, INC. | HNR | Purchase | Common Stock, $.01 par value per share | 3k | $7.22 | $21.7k | | 05/20/2010 |
| 05/20/2010 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Common Stock, $.01 par value per share | 6.6k | $0.00 | $0 | | 05/20/2010 |
| 05/20/2010 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Stock Options | 18k | $7.10 | $127.8k | | 05/20/2010 |