| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/09/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise (in-the-money or at-the-money) | Stock Options | 128.8k | $4.52 | $582.3k | | 03/08/2017 |
| 03/08/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Payment of Exercise | Common Stock, $.01 par value per share | 98.7k | $6.67 | $657.9k | | 03/08/2017 |
| 03/08/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise | Common Stock, $.01 par value per share | 128.8k | $4.52 | $582.3k | | 03/08/2017 |
| 05/21/2014 | HARVEST NATURAL RESOURCES, INC. | HNR | Payment of Exercise | Common Stock, $.01 par value per share | 1.7k | $4.63 | $7.9k | | 05/21/2014 |
| 05/21/2014 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Stock Options | 36k | $4.76 | $171.4k | | 05/21/2014 |
| 05/21/2014 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Stock Options | 48k | $4.76 | $228.5k | | 05/21/2014 |
| 05/21/2014 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Phantom Stock | 66k | $0.00 | $0 | | 05/21/2014 |