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Oaktree Capital Group, LLC (OAK)

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
03/28/2023BATTALION OIL CORPHKGrantSeries A Redeemable Convertible Preferred Stock6.5k$0.00$0See Footnotes03/28/2023
12/29/2022STR Sub Inc.FLMNOther (disposition)Allocation Rights65k$0.00$0See Footnotes12/29/2022
12/29/2022STR Sub Inc.FLMNOther (disposition)Opco Units12.9M$0.00$0See Footnotes12/29/2022
12/29/2022STR Sub Inc.FLMNOther (disposition)Class C Common Stock12.9M$0.00$0See footnote12/29/2022
12/29/2022STR Sub Inc.FLMNOther (disposition)Class A Common Stock10.4k$0.00$0See footnote12/29/2022
03/23/2021Infrastructure & Energy Alternatives, Inc.IEAOther (disposition)Common Stock, par value $0.0001 per share1.2M$0.00$0See footnotes03/23/2021
02/09/2021Infrastructure & Energy Alternatives, Inc.IEASaleSeries A Preferred Stock, par value $0.0001 per share17.5k$1,267.11$22.2MSee footnotes02/08/2021
02/09/2021Infrastructure & Energy Alternatives, Inc.IEASaleSeries B-1 Preferred Stock, par value $0.0001 per share20k$1,166.94$23.3MSee footnotes02/08/2021
02/09/2021Infrastructure & Energy Alternatives, Inc.IEASaleSeries B-3 Preferred Stock par value $0.0001 per share19.1k$1,071.13$20.5MSee footnotes02/08/2021
02/08/2021Infrastructure & Energy Alternatives, Inc.IEASaleCommon Stock, par value $0.0001 per share8.9M$16.75$148.3MSee footnotes02/08/2021
12/23/2020Infrastructure & Energy Alternatives, Inc.IEAGrantCommon Stock, par value $0.0001 per share525k$0.00$0By Infrastructure and Energy Alt., Inc.12/23/2020
03/26/2020Infrastructure & Energy Alternatives, Inc.IEAGrantCommon Stock, par value $0.0001 per share34.5k$0.00$0See footnotes03/26/2020
05/20/2019Infrastructure & Energy Alternatives, Inc.IEAGrantSeries B Preferred Stock, par value $0.000120k$0.00$0See footnotes05/20/2019
05/20/2019Infrastructure & Energy Alternatives, Inc.IEAGrantWarrants1M$0.00$101.8See footnotes05/20/2019
03/26/2019Infrastructure & Energy Alternatives, Inc.IEAGrantCommon Stock, par value $0.0001 per share28k$0.00$0See footnotes03/26/2019
12/31/2018Infrastructure & Energy Alternatives, Inc.IEAGrantCommon Stock, par value $0.0001 per share18.9k$0.00$0See footnotes12/31/2018

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