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DUNE ENERGY INC (DUNR)
| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 2.8M | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 2.8M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 9.2M | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 3.5M | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 3.5M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 799.6k | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 1.4M | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 1.4M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 8.7k | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 8.7k | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 464.3k | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 464.3k | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 3.1M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 3M | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 3M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 799.6k | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | Assured Investment Management LLC | 10% Owner | Other (disposition) | | 15.1M | $0.00 | $0 | Footnotes | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 15.1M | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 9.2M | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 3.5M | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 3.5M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 3M | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 3M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 799.6k | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 799.6k | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 1.4M | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 1.4M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 8.7k | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 8.7k | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 464.3k | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 464.3k | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 3.1M | $0.00 | $0 | | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 2.8M | $0.00 | $0 | Footnotes 1,2,3,4,5 | 09/30/2015 |
| 09/30/2015 | BlueMountain Kicking Horse Fund GP, LLC | 10% Owner | Other (disposition) | | 2.8M | $0.00 | $0 | | 09/30/2015 |
| 06/01/2015 | BlueMountain GP Holdings, LLC | 10% Owner | Sale | | 2.8M | $0.00 | $0 | Footnotes | 06/01/2015 |
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