| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/23/2020 | BNY MELLON HIGH YIELD STRATEGIES FUND | DHF | Purchase | Shares of Beneficial Interest, Par Value $.001 Per Share | 20k | $2.60 | $52k | | 06/23/2020 |
| 03/18/2020 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 14.8k | $5.41 | $80.1k | | 03/18/2020 |
| 03/13/2020 | BNY MELLON HIGH YIELD STRATEGIES FUND | DHF | Purchase | Shares of Beneficial Interest, Par Value $.001 Per Share | 39.6k | $2.50 | $99.2k | | 03/13/2020 |
| 12/19/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 7.5k | $7.75 | $58.1k | | 12/19/2018 |
| 12/19/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 3.5k | $7.67 | $26.8k | | 12/19/2018 |
| 12/19/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 2.5k | $7.65 | $19.1k | | 12/19/2018 |
| 10/26/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 2k | $8.62 | $17.2k | | 10/26/2018 |
| 10/26/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 9.5k | $8.64 | $82.1k | | 10/26/2018 |
| 10/10/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 7.5k | $8.74 | $65.6k | | 10/10/2018 |
| 10/10/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 3k | $8.73 | $26.2k | | 10/10/2018 |
| 10/10/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 1000 | $8.72 | $8.7k | | 10/10/2018 |
| 07/30/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 7k | $9.06 | $63.4k | | 07/27/2018 |
| 07/27/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 4k | $9.05 | $36.2k | | 07/27/2018 |
| 02/23/2018 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | DCF | Purchase | Common Stock | 10k | $9.49 | $94.9k | | 02/23/2018 |
| 08/25/2015 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | FRA | Purchase | Common Stock | 7k | $12.81 | $89.7k | | 08/25/2015 |
| 07/30/2015 | BLACKROCK DEBT STRATEGIES FUND, INC. | DSU | Purchase | Common Stock | 30k | $3.59 | $107.8k | | 07/30/2015 |
| 06/30/2015 | BLACKROCK FLOATING RATE INCOME TRUST | BGT | Purchase | Common Stock | 6k | $12.89 | $77.3k | | 06/30/2015 |
| 06/26/2015 | BLACKROCK FLOATING RATE INCOME TRUST | BGT | Purchase | Common Stock | 7.1k | $12.90 | $91.3k | | 06/26/2015 |
| 01/16/2015 | BLACKROCK FLOATING RATE INCOME TRUST | BGT | Purchase | Common Stock | 7k | $12.87 | $90.1k | | 01/16/2015 |
| 01/14/2015 | BLACKROCK FLOATING RATE INCOME TRUST | BGT | Purchase | Common Stock | 7k | $12.80 | $89.6k | | 01/14/2015 |
| 10/09/2013 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | FRA | Purchase | Common Stock | 7k | $14.41 | $100.9k | | 10/09/2013 |
| 10/08/2012 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | FRA | Other (acquisition) | Common Stock | 3.9k | $0.00 | $0 | | 10/08/2012 |
| 10/08/2012 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | FRA | Other (acquisition) | Common Stock | 6.2k | $0.00 | $0 | | 10/08/2012 |
| 10/06/2011 | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND II, INC. | FRB | Purchase | Common Stock | 2.7k | $11.78 | $32.2k | | 10/06/2011 |