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HOCHBERG STEVEN

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
11/16/2022SLR Investment Corp.SLRCSaleCommon Stock3k$14.01$42k 11/16/2022
11/16/2022SLR Investment Corp.SLRCSaleCommon Stock3k$14.01$42k 11/16/2022
11/11/2022SLR Investment Corp.SLRCPurchaseCommon Stock7.4k$14.39$106.5kSee Footnote11/11/2022
11/10/2022SLR Investment Corp.SLRCPurchaseCommon Stock6.9k$13.98$95.8kSee Footnote11/08/2022
11/08/2022SLR Investment Corp.SLRCSaleCommon Stock14.8k$13.71$203.7k 11/08/2022
04/01/2022SLR Investment Corp.SLRCGrantCommon Stock15.6k$0.00$0 04/01/2022
04/01/2022SLR Senior Investment Corp.SUNSDispositionCommon Stock20k$0.00$0 04/01/2022
04/01/2022SLR Investment Corp.SLRCGrantCommon Stock15.6k$0.00$0 04/01/2022
02/11/2022CareMax, Inc. Other (disposition)Private Placement Warrants2.9M$11.50$33.5MThrough DFHTA Sponsor LLC02/11/2022
02/11/2022CareMax, Inc. Other (disposition)Class A common stock3.8M$0.00$0Through DFHTA Sponsor LLC02/11/2022
06/08/2021CareMax, Inc. GrantClass A common stock400k$10.00$4MThrough DFHTA Sponsor LLC06/08/2021
06/08/2021CareMax, Inc. ExerciseClass B common stock50k$0.00$0 06/08/2021
06/08/2021CareMax, Inc. ExerciseClass B common stock3.4M$0.00$0Through DFHTA Sponsor LLC06/08/2021
06/08/2021CareMax, Inc. GrantPrivate Placement Warrants2.9M$11.50$33.5MThrough DFHTA Sponsor LLC06/08/2021
11/14/2019SLR Investment Corp.SLRCSaleCommon Stock15k$20.57$308.6kSee Footnote11/14/2019
11/08/2019AdaptHealth Corp.AHCOOther (disposition)Class A Common Stock6.1k$0.00$0 11/08/2019
11/08/2019AdaptHealth Corp.AHCOOther (disposition)Class A Common Stock2.4M$0.00$0See Footnote11/08/2019
11/08/2019AdaptHealth Corp.AHCOOther (disposition)Private Placement Warrant1.7M$11.50$19.4MSee Footnote11/08/2019
12/14/2018SLR Investment Corp.SLRCPurchaseCommon Stock5k$20.35$101.8k 12/14/2018
04/02/2018AdaptHealth Corp.AHCOOther (disposition)Common Stock921.8k$0.00$0See Footnote04/02/2018
04/02/2018AdaptHealth Corp.AHCOOther (disposition)Common Stock3.9k$0.00$0 04/02/2018
02/21/2018AdaptHealth Corp.AHCOPurchasePrivate Placement Warrant4.3M$11.50$49.8MSee Footnote02/21/2018
08/09/2011SLR Investment Corp.SLRCPurchaseCommon Stock2.5k$20.27$50.7k 08/09/2011
08/09/2011SLR Senior Investment Corp.SUNSPurchaseCommon Stock2.5k$15.89$39.7k 08/09/2011
03/02/2011SLR Senior Investment Corp.SUNSPurchaseCommon Stock5k$20.00$100k 03/02/2011
02/09/2010SLR Investment Corp.SLRCPurchaseCommon Stock5.5k$18.50$101.8k 02/09/2010

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