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HOCHBERG STEVEN
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
11/16/2022
SLR Investment Corp.
SLRC
Sale
Common Stock
3k
$14.01
$42k
11/16/2022
11/16/2022
SLR Investment Corp.
SLRC
Sale
Common Stock
3k
$14.01
$42k
11/16/2022
11/11/2022
SLR Investment Corp.
SLRC
Purchase
Common Stock
7.4k
$14.39
$106.5k
See Footnote
11/11/2022
11/10/2022
SLR Investment Corp.
SLRC
Purchase
Common Stock
6.9k
$13.98
$95.8k
See Footnote
11/08/2022
11/08/2022
SLR Investment Corp.
SLRC
Sale
Common Stock
14.8k
$13.71
$203.7k
11/08/2022
04/01/2022
SLR Investment Corp.
SLRC
Grant
Common Stock
15.6k
$0.00
$0
04/01/2022
04/01/2022
SLR Senior Investment Corp.
SUNS
Disposition
Common Stock
20k
$0.00
$0
04/01/2022
04/01/2022
SLR Investment Corp.
SLRC
Grant
Common Stock
15.6k
$0.00
$0
04/01/2022
02/11/2022
CareMax, Inc.
Other (disposition)
Private Placement Warrants
2.9M
$11.50
$33.5M
Through DFHTA Sponsor LLC
02/11/2022
02/11/2022
CareMax, Inc.
Other (disposition)
Class A common stock
3.8M
$0.00
$0
Through DFHTA Sponsor LLC
02/11/2022
06/08/2021
CareMax, Inc.
Grant
Class A common stock
400k
$10.00
$4M
Through DFHTA Sponsor LLC
06/08/2021
06/08/2021
CareMax, Inc.
Exercise
Class B common stock
50k
$0.00
$0
06/08/2021
06/08/2021
CareMax, Inc.
Exercise
Class B common stock
3.4M
$0.00
$0
Through DFHTA Sponsor LLC
06/08/2021
06/08/2021
CareMax, Inc.
Grant
Private Placement Warrants
2.9M
$11.50
$33.5M
Through DFHTA Sponsor LLC
06/08/2021
11/14/2019
SLR Investment Corp.
SLRC
Sale
Common Stock
15k
$20.57
$308.6k
See Footnote
11/14/2019
11/08/2019
AdaptHealth Corp.
AHCO
Other (disposition)
Class A Common Stock
6.1k
$0.00
$0
11/08/2019
11/08/2019
AdaptHealth Corp.
AHCO
Other (disposition)
Class A Common Stock
2.4M
$0.00
$0
See Footnote
11/08/2019
11/08/2019
AdaptHealth Corp.
AHCO
Other (disposition)
Private Placement Warrant
1.7M
$11.50
$19.4M
See Footnote
11/08/2019
12/14/2018
SLR Investment Corp.
SLRC
Purchase
Common Stock
5k
$20.35
$101.8k
12/14/2018
04/02/2018
AdaptHealth Corp.
AHCO
Other (disposition)
Common Stock
921.8k
$0.00
$0
See Footnote
04/02/2018
04/02/2018
AdaptHealth Corp.
AHCO
Other (disposition)
Common Stock
3.9k
$0.00
$0
04/02/2018
02/21/2018
AdaptHealth Corp.
AHCO
Purchase
Private Placement Warrant
4.3M
$11.50
$49.8M
See Footnote
02/21/2018
08/09/2011
SLR Investment Corp.
SLRC
Purchase
Common Stock
2.5k
$20.27
$50.7k
08/09/2011
08/09/2011
SLR Senior Investment Corp.
SUNS
Purchase
Common Stock
2.5k
$15.89
$39.7k
08/09/2011
03/02/2011
SLR Senior Investment Corp.
SUNS
Purchase
Common Stock
5k
$20.00
$100k
03/02/2011
02/09/2010
SLR Investment Corp.
SLRC
Purchase
Common Stock
5.5k
$18.50
$101.8k
02/09/2010
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