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NUVEEN INVESTMENTS, INC (JNC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionNon-qualified stock option12.7k$51.54$654.1k 11/13/2007
11/13/2007MacCarthy John LSr. VP, Sec'y, General CounselDispositionClass A Common Stock13.8k$0.00$0 11/13/2007
11/13/2007MacCarthy John LSr. VP, Sec'y, General CounselDispositionNon-qualified stock option46.9k$46.39$2.2M 11/13/2007
11/13/2007MacCarthy John LSr. VP, Sec'y, General CounselDispositionNon-qualified stock option10.2k$51.54$523.3k 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionClass A Common Stock301.2k$0.00$0 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option78.9k$11.85$935.4k 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option69.6k$12.50$870k 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option355.3k$12.00$4.3M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option194k$18.31$3.6M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option170k$27.12$4.6M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option440k$27.50$12.1M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option209.8k$25.89$5.4M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option269.7k$29.04$7.8M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option135.6k$38.01$5.2M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option342k$38.01$13M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option109.1k$44.58$4.9M 11/13/2007
11/13/2007AMBOIAN JOHN PCEODispositionNon-qualified stock option122.2k$51.54$6.3M 11/13/2007
11/13/2007KULLBERG DUANE RDirectorDispositionClass A Common Stock9.2k$0.00$0 11/13/2007
11/13/2007DUCKWORTH CONNIE KDirectorDispositionClass A Common Stock1.9k$0.00$0 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionClass A Common Stock44.6k$0.00$0 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionClass A Common Stock12.3k$65.00$801.8k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option10k$12.00$120k 11/13/2007
11/13/2007BERKSHIRE ALAN GSr. Executive Vice PresidentDispositionNon-qualified stock option30k$18.31$549.3k 11/13/2007
11/13/2007PALMORE RODERICK ADirectorDispositionClass A Common Stock5.8k$0.00$0 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option146.1k$51.54$7.5M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option128.4k$44.58$5.7M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option405k$38.01$15.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option159.5k$38.01$6.1M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option317.2k$29.04$9.2M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option247k$25.89$6.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option540k$27.50$14.8M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option200k$27.12$5.4M 11/13/2007
11/13/2007SCHWERTFEGER TIMOTHY RChairmanDispositionNon-qualified stock option228k$18.31$4.2M 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionNon-qualified stock option44.4k$44.06$2M 11/13/2007
11/13/2007RICHTER GLENN RExecutive VP, CAO, and PFODispositionClass A Common Stock24.2k$0.00$0 11/13/2007
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