LEVEL FOUR FINANCIAL, LLC [Rocket]

Holdings

LEVEL FOUR FINANCIAL, LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
Upstart Holdings, Inc.	UPST	Common	6,634	6,634	2,099,000	2,099,000	0.91	0.01	Hist	09/30/2021
VANECK VECTORS ETF TR GOLD MINERS	GDX	STOCK	15,987	15,987	471,000	471,000	0.21		Hist	09/30/2021
Global Ship Lease, Inc.	GSL	COM CL A	17,460	17,460	414,000	414,000	0.18		Hist	09/30/2021
iSHARES TRUST	IYH	Common	1,493	1,493	412,000	412,000	0.18		Hist	09/30/2021
Lightspeed Commerce Inc.	LSPD	COMMON STOCK	3,775	3,775	364,000	364,000	0.16		Hist	09/30/2021
NETFLIX INC	NFLX	Common	561	561	342,000	342,000	0.15		Hist	09/30/2021
GENERAL ELECTRIC CO	GE	Stock	3,103	3,103	320,000	320,000	0.14	0.00	Hist	09/30/2021
INTUIT INC.	INTU	Common	554	554	299,000	299,000	0.13	0.00	Hist	09/30/2021
TRUIST FINANCIAL CORP	BBT	Common	5,070	5,070	297,000	297,000	0.13	0.00	Hist	09/30/2021
QuantumScape Corp	QS	Common	11,985	11,985	294,000	294,000	0.13		Hist	09/30/2021
Asana, Inc.	ASAN	CL A	2,829	2,829	294,000	294,000	0.13		Hist	09/30/2021
ALBEMARLE CORP	ALB	Common	1,326	1,326	290,000	290,000	0.13	0.00	Hist	09/30/2021
Salesforce, Inc.	CRM	Common	1,044	1,044	283,000	283,000	0.12	0.00	Hist	09/30/2021
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.	CRL	Common	669	669	276,000	276,000	0.12	0.00	Hist	09/30/2021
KINDER MORGAN, INC.	KMI	COM	15,442	15,442	258,000	258,000	0.11	0.00	Hist	09/30/2021
EPAM Systems, Inc.	EPAM	Com	448	448	256,000	256,000	0.11	0.00	Hist	09/30/2021
NOVAVAX INC	NVAX	COMMON	1,200	1,200	249,000	249,000	0.11	0.00	Hist	09/30/2021
Chubb Ltd	CB	COM	1,419	1,419	246,000	246,000	0.11	0.00	Hist	09/30/2021
WELLS FARGO & COMPANY/MN	WFC	Common	5,263	5,263	244,000	244,000	0.11	0.00	Hist	09/30/2021
CHARTER COMMUNICATIONS, INC. /MO/	CHTR	COM	327	327	238,000	238,000	0.10		Hist	09/30/2021
BP PLC	BP	SPONSORED ADR	8,620	8,620	236,000	236,000	0.10		Hist	09/30/2021
FIRST TRUST EXCHANGE TRADED FUND	CIBR	Common	4,740	4,740	231,000	231,000	0.10		Hist	09/30/2021
PRUDENTIAL FINANCIAL INC	PRU	Common	2,049	2,049	216,000	216,000	0.09	0.00	Hist	09/30/2021
MICRON TECHNOLOGY INC	MU	Common	2,984	2,984	212,000	212,000	0.09		Hist	09/30/2021
Aurinia Pharmaceuticals Inc.	AUPH	Common	9,450	9,450	209,000	209,000	0.09	0.01	Hist	09/30/2021
EBAY INC	EBAY	Common	2,970	2,970	207,000	207,000	0.09	0.00	Hist	09/30/2021
THERMO FISHER SCIENTIFIC INC.	TMO	Common	355	355	203,000	203,000	0.09	0.00	Hist	09/30/2021
GABELLI MULTIMEDIA TRUST INC.	GGT	Common	10,693	10,693	98,000	98,000	0.04		Hist	09/30/2021
3D SYSTEMS CORP	DDD	PUT	130,000	130,000	75,000	75,000	0.03		Hist	09/30/2021