MARXE AUSTIN W & GREENHOUSE DAVID M [Rocket]

Holdings

MARXE AUSTIN W & GREENHOUSE DAVID M

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
PARKERVISION INC	PRKR	Common	1,590,000	-4,468,875	1,813,000	-18,484,000	0.25		Hist	09/30/2014
ARROWHEAD PHARMACEUTICALS, INC.	ARWR	Common	118,733	-2,996,021	1,754,000	-15,969,000	0.24		Hist	09/30/2014
BROADWIND, INC.	BWEN	COM	1,171,834	-940,357	1,523,384	-14,296,616			Hist	12/31/2018
SANGAMO THERAPEUTICS, INC	SGMO	Common	450,000	-1,269,401	4,853,000	-13,166,000	0.66	0.65	Hist	09/30/2014
Regulus Therapeutics Inc.	RGLS	Common	225,000	-1,195,216	1,537,000	-11,856,000	0.21		Hist	09/30/2014
ENTROPIC COMMUNICATIONS INC	ENTR	Common	3,597,070	-1,039,876	9,568,000	-10,742,000	1.30		Hist	09/30/2014
ARATANA THERAPEUTICS, INC.	PETX	COM	600,000	-160,590	6,024,000	-6,404,000	0.82		Hist	09/30/2014
Verastem, Inc.	VSTM	Common	140,000	-454,026	1,193,000	-6,197,000	0.16		Hist	09/30/2014
ERICKSON INC.	EAC	Common	638,976	-275,848	8,300,000	-6,026,000	1.13		Hist	09/30/2014
KMG CHEMICALS INC	KMG	common	430,698	-155,299	7,012,000	-5,874,000	0.96		Hist	09/30/2014
RESPONSE GENETICS INC	RGDX	common	2,319,879	-993,634	1,589,000	-5,767,000	0.22		Hist	09/30/2014
ALCOBRA LTD.	ADHD	SHS	443,496	-233,239	6,848,000	-5,597,000	0.93		Hist	09/30/2014
SEACHANGE INTERNATIONAL INC	SEAC	Common	502,085	-240,749	3,495,000	-5,025,000	0.48	1.54	Hist	09/30/2014
ITERIS, INC.	ITI	Common	556,169	-2,064,383	973,000	-3,823,000	0.13		Hist	09/30/2014
IMPERIAL CAPITAL BANCORP, INC.	IMP	COM	14,976,204	-75,000	2,005,000	-3,692,000	0.27		Hist	09/30/2014
PC TEL INC	PCTI	Common	476,576	-334,362	3,617,000	-3,560,000	0.49		Hist	09/30/2014
ADEPT TECHNOLOGY INC	ADEP	COMMON	1,467,850	-715,007	12,345,000	-3,372,000	1.68		Hist	09/30/2014
CIMATRON LTD	CIMT	ORD	224,467	-457,039	1,354,000	-2,585,000	0.18		Hist	09/30/2014
Silicon Motion Technology CORP	SIMO	SP ADR	385,295	-570,902	10,380,000	-2,108,000	1.42		Hist	09/30/2014
NETLIST INC	NLST	Common	686,263	-63,737	817,000	-1,883,000	0.11		Hist	09/30/2014
MICROFINANCIAL INC	MFI	common	1,208,665	-258,291	9,742,000	-1,818,000	1.33		Hist	09/30/2014
IPASS INC	IPAS	Common	2,979,509	-61,300	4,499,000	-1,583,000	0.61		Hist	09/30/2014
ACADIA PHARMACEUTICALS INC	ACAD	Common	66,357	-50,000	1,643,000	-1,553,000	0.22		Hist	09/30/2014
Carbon Energy Corp	CRBO	Common	706,549	-10,182,340	7,772,039	-1,483,961			Hist	12/31/2017
GigPeak, Inc.	GGOX	Common	204,337	-470,328	247,000	-1,473,000	0.03		Hist	09/30/2014
OMNIVISION TECHNOLOGIES INC	OVTI	Common	514,044	-447,563	13,602,000	-1,120,000	1.86		Hist	09/30/2014
FIVE PRIME THERAPEUTICS, INC.	FPRX	Common	300,000	-50,000	3,519,000	-1,066,000	0.48		Hist	09/30/2014
TIVO SOLUTIONS INC.	TIVO	Common	202,908	-86,692	2,596,000	-1,007,000	0.35		Hist	09/30/2014
MERU NETWORKS INC	MERU	COMMON	208,265	-178,052	793,000	-470,000	0.11		Hist	09/30/2014
LIGHTBRIDGE Corp	LTBR	COMMON	879,130	-504,902	2,022,000	-455,000	0.28		Hist	09/30/2014
ARI NETWORK SERVICES INC /WI	ARIS	COM NEW	200,000	-100,000	640,000	-323,000	0.09	1.49	Hist	09/30/2014
NV5 Global, Inc.	NVEE	COM	84,183	-15,787	796,000	26,000	0.11		Hist	09/30/2014
NOVAVAX INC	NVAX	Common	570,000	-67,000	2,377,000	364,000	0.32		Hist	09/30/2014
Constant Contact, Inc.	CTCT	Com	299,252	-27,675	8,122,000	377,000	1.11		Hist	09/30/2014
CTPARTNERS EXECUTIVE SEARCH INC.	CTPR	COM	143,719	-263,799	2,241,000	383,000	0.31		Hist	09/30/2014
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