PenderFund Capital Management Ltd. [Rocket]

Holdings

PenderFund Capital Management Ltd.

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
Nuveen Municipal Credit Income Fund	NZF	Common	300,000	300,000	4,907,000	4,907,000	1.46		Hist	12/31/2022
Mountain Crest Acquisition Corp. V	MCAG	Common	83,200	83,200	1,128,000	1,128,000	0.34	0.92	Hist	12/31/2022
ForgeRock, Inc.	FORG	Common	24,300	24,300	749,000	749,000	0.22		Hist	12/31/2022
Orchestra BioMed Holdings, Inc.	HSAQ	ORD SHS	55,300	55,300	748,000	748,000	0.22	0.49	Hist	12/31/2022
First Light Acquisition Group, Inc.	FLAG	Common	53,100	53,100	731,000	731,000	0.22		Hist	12/31/2022
UserTesting, Inc.	USER	COM	69,700	69,700	709,000	709,000	0.21	0.05	Hist	12/31/2022
SeaSpine Holdings Corp	SPNE	COM	61,260	61,260	693,000	693,000	0.21	0.16	Hist	12/31/2022
AVEO PHARMACEUTICALS, INC.	AVEO	Common	27,800	27,800	563,000	563,000	0.17	0.08	Hist	12/31/2022
Altitude Acquisition Corp.	ALTU	COM	41,000	41,000	551,000	551,000	0.16		Hist	12/31/2022
TEGNA INC	TGNA	Common	18,900	18,900	542,000	542,000	0.16	0.01	Hist	12/31/2022
Coupa Software Inc	COUP	COM	4,900	4,900	525,000	525,000	0.16	0.01	Hist	12/31/2022
Brookfield Asset Management Ltd.	BAM	Common	11,824	11,824	458,000	458,000	0.14		Hist	12/31/2022
Imago BioSciences, Inc.	IMGO	Common	9,300	9,300	453,000	453,000	0.14	0.03	Hist	12/31/2022
Welsbach Technology Metals Acquisition Corp.		Common	28,931	28,931	400,000	400,000	0.12	0.29	Hist	12/31/2022
Atlas Corp.		Common	17,840	17,840	371,000	371,000	0.11		Hist	12/31/2022
AgroFresh Solutions, Inc.	AGFS	COM	89,800	89,800	360,000	360,000	0.11	0.17	Hist	12/31/2022
First Eagle Alternative Capital BDC, Inc.	FCRD	COM	51,850	51,850	299,000	299,000	0.09	0.17	Hist	12/31/2022
O2MICRO INTERNATIONAL LTD	OIIM	SP ADR	48,400	48,400	293,000	293,000	0.09		Hist	12/31/2022
Poshmark, Inc.	POSH	Common	11,540	11,540	279,000	279,000	0.08		Hist	12/31/2022
Arisz Acquisition Corp.	ARIZ	Common	20,390	20,390	274,000	274,000	0.08	0.23	Hist	12/31/2022
Golden Arrow Merger Corp.	GAMC	Common	19,450	19,450	264,000	264,000	0.08	0.05	Hist	12/31/2022
Benefitfocus, Inc.	BNFT	COM	18,350	18,350	260,000	260,000	0.08	0.05	Hist	12/31/2022
Altra Industrial Motion Corp.	AIMC	Common	3,200	3,200	259,000	259,000	0.08	0.00	Hist	12/31/2022
Elevate Credit, Inc.	ELVT	Common Stock	108,600	108,600	257,000	257,000	0.08	0.35	Hist	12/31/2022
Bannix Acquisition Corp.	BNIX	COM	16,300	16,300	224,000	224,000	0.07	0.17	Hist	12/31/2022
Myovant Sciences Ltd.	MYOV	COM	5,300	5,300	193,000	193,000	0.06	0.01	Hist	12/31/2022
Qumu Corp	QUMU	COM	151,046	151,046	183,000	183,000	0.05	0.84	Hist	12/31/2022
AEROJET ROCKETDYNE HOLDINGS, INC.	AJRD	Common	2,400	2,400	182,000	182,000	0.05	0.00	Hist	12/31/2022
Edify Acquisition Corp.	EAC	CL A	5,013	5,013	69,000	69,000	0.02		Hist	12/31/2022