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Asset disposition
Acq. announced
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Auditor change
Notes underwriting agrmnt
Director comp.
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Dividend declared
Appointed COO
Filed Chapter 11
Monthly dividend
Preliminary results
Accel. buyback
Cert. of designation
Acq. completed
Monthly oper. report
Merger agrmnt [a]
Quarterly results presentation
Class action filed
CFO resigned
Departure of a VP
SSS news release
Asset acq. complete
Letter to company
Buyback announced
Bonus plan approved
Upcoming conference date
Notes have priced
Coll. bargaining agrmnt
10-Q late filing
RE purchase
Amended bylaws
New credit facility
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Create: Portfolio | Alert |
All | News | Filings
| Date Filed | Symbol | Type | Description |
| 10/05/2023 |
******
|
8-K
| Director compensation was amended/approved, Acquisition/merger/asset purchase announced|
Docs:
|
"Amended and Restated Certificate of Incorporation of NKGen Biotech, Inc",
"Amended and Restated Bylaws of NKGen Biotech, Inc",
"Specimen Common Stock Certificate",
"Specimen Warrant Certificate",
"June 26, 2023",
"Amended and Restated Registration Rights Agreement, by and among NKGen Biotech, Inc., members of Graf Acquisition Partners IV LLC, and certain former stockholders of NKGen Operating Biotech, Inc",
"THIRD AMENDED AND RESTATED SPONSOR SUPPORT AND LOCKUP AGREEMENT",
"SECOND AMENDED AND RESTATED SPONSOR SUPPORT AND LOCKUP AGREEMENT",
"Promissory Note issued by NKGen Biotech, Inc. to Lisa J. Ling",
"June 26, 2023" |
|
| 09/26/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"AMERICAN ONCOLOGY NETWORK, LLC FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT",
"Second Amended & Restated Certificate of Incorporation",
"Amended and Restated Bylaws of New AON",
"Certificate of Designations of Series A Preferred Stock of American Oncology Network, Inc",
"Amended & Restated Registration Rights Agreement, by and New AON, the Sponsor and certain key stockholders of New AON",
"Cover Page Interactive Data File (embedded within the Inline XBRL document)",
"Letter from Marcum",
"Subsidiaries of New AON",
"American Oncology Network and Digital Transformation Opportunities Corp. Announce Completion of Business Combination",
"Unaudited Pro Forma Condensed Combined Financial Information" |
|
| 08/16/2023 |
******
|
8-K
| Director compensation was amended/approved, Acquisition/merger/asset purchase announced|
Docs:
|
"Second Amended and Restated Certificate of Incorporation of TriSalus Life Sciences, Inc",
"Amended and Restated Bylaws of TriSalus Life Sciences, Inc",
"Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock of TriSalus Life Sciences, Inc",
"Specimen Common Stock Certificate",
"Specimen Warrant Certificate",
"Description of Common Stock",
"April 5, 2023",
"April 5, 2023",
"April 5, 2023",
"April 5, 2023" |
|
| 08/11/2023 |
DBD
|
8-K
| Director compensation was amended/approved|
Docs:
|
"UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Credit Agreement, by and among Diebold Nixdorf, Incorporated, the financial institutions party thereto, as lenders, GLAS USA LLC, as administrative agent, and GLAS Americas LLC, as collateral agent",
"Registration Rights Agreement, among Diebold Nixdorf, Incorporated and the stockholders party thereto",
"Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan",
"Diebold Nixdorf Officially Emerges from Financial Restructuring, Shares Relisting on NYSE Beginning Monday, Aug. 14 HUDSON, Ohio - Diebold Nixdorf today confirmed that it has successfully completed its financial restructuring and has emerged from the related Chapter 11 and Dutch proceedings as anticipated per the company's previous announcement on Aug. 9. New shares in the emerged company can be traded by investors at the market open on the New York Stock Exchange on Monday, Aug. 14 under the symbol “DBD.” Octavio Marquez, Diebold Nixdorf chairman, president and chief executive officer, said: “This is a landmark day for Diebold Nixdorf and begins a new chapter as we have successfully completed our debt restructuring and emerge as a financially stronger company. Now, we are well-positioned ..." |
|
| 08/07/2023 |
NCMI
|
8-K
| Director compensation was amended/approved |
| 08/04/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION among PATRICIA ACQUISITION CORP., a Delaware corporation, SERVE ACQUISITION CORP., a Delaware corporation and SERVE ROBOTICS INC., a Delaware corporation",
"STATE OF DELAWARE CERTIFICATE OF MERGER FOR THE MERGER OF SERVE ACQUISITION CORP. WITH AND INTO SERVE ROBOTICS INC.",
"RESTATED CERTIFICATE OF INCORPORATION OF PATRICIA ACQUISITION CORP.",
"AMENDED AND RESTATED BYLAWS",
"FORM OF BRIDGE WARRANT",
"FORM OF BRIDGE BROKER WARRANT",
"FORM OF PLACEMENT AGENT A WARRANT",
"FORM OF PLACEMENT AGENT B WARRANT",
"SERVE ROBOTICS INC.",
"SERVE ROBOTICS INC. Euan Abraham Dear Euan, Serve Robotics Inc., a Delaware corporation , is pleased to offer you employment with the Company on the terms described below. Your start date of employment with the Company is anticipated to be . 1. Position . You will start in a full-time position as Senior Vice President of Hardware Engineering and you will initially report to the Company’ s Chief Executive Officer. By signing this letter, you confirm with the Company that you are under no contractual or other legal obligations that would prohibit you from performing your duties with the Company. 2. Base Salary . You will be paid a starting salary at the rate of $300,000 per year, which will be paid in accordance with the Company’ s standard payroll policies and subject to applicable withhold..." |
|
| 08/04/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Amendment No. 1 to Warrant Agreement, by and between TLG Acquisition One Corp. and Continental Stock Transfer & Trust Company, as warrant agent",
"Letter agreement, by and between TLG Acquisition One Corp. and Meteora Capital, LLC",
"Securities Purchase Agreement, by and between TLG Acquisition One Corp. and David T. Bell and Alison J. Bell with Joint Rights of Survivorship",
"Form of Amended and Restated Registration Rights Agreement, by and among TLG Acquisition One Corp. and certain security holders (incorporated herein by reference to Annex F to the Proxy Statement/Consent Solicitation/Prospectus)",
"Form of Amended and Restated Registration Rights Agreement, by and among TLG Acquisition One Corp. and certain security holders (incorporated herein by reference to Annex F to the Proxy Statement/Consent Solicitation/Prospectus)",
"Code of Business Conduct and Ethics",
"Letter from WithumSmith+Brown, PC",
"List of Subsidiaries",
"Pro forma financial information" |
|
| 07/27/2023 |
******
|
8-K
| Director compensation was amended/approved, Entered into an underwriting agreement for the issuance and sale of notes|
Docs:
|
"THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PRIVETERRA ACQUISITION CORP. Priveterra Acquisition Corp. , a corporation organized and existing under the General Corporation Law of the State of Delaware , does hereby certify as follows: 1.            The name of the Corporation is Priveterra Acquisition Corp. The Corporation was incorporated under the name Priveterra Acquisition Corp. by the filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware on November 17, 2020 and is being amended and restated to reflect that the Corporation has changed its name. 2.             An amended and resta...",
"AEON Biopharma, Inc. as of July 21, 2023",
"AEON BIOPHARMA, INC. AMENDED AND RESTATED 2019 INCENTIVE AWARD PLAN Effective July 21, 2023 AEON BIOPHARMA, INC. AMENDED AND RESTATED 2019 INCENTIVE AWARD PLAN 1.             Purposes of the Plan . The purposes of this AEON Biopharma, Inc. Amended and Restated 2019 Incentive Award Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’ s business. Options granted under the Plan may be Incentive Stock Options or Non-Qualified Stock Options, as determined by the Administrator at the time of grant. Stock Appreciation Rights, Stock Purchase Rights, Restri...",
"2 subject thereto upon the date of Optionee’s termination. II. AGREEMENT 1. Grant of Option. The Company hereby grants to Optionee an Option to purchase the number of Shares set forth in the Notice of Grant, at the exercise price per Share set forth in the Notice of Grant . Notwithstanding anything to the contrary anywhere else in this Stock Option Agreement, the Option is subject to the terms, definitions and provisions of the Plan adopted by the Company, which is incorporated herein by reference. If designated in the Notice of Grant as an Incentive Stock Option, the Option is intended to qualify as an incentive stock option as defined in Section 422 of the Code; provided, however, that to the extent that the aggregate Fair Market Value of stock with respect to which incentive stock optio...",
"US-DOCS\140721846.3 EXHIBIT A RESTRICTED STOCK UNIT AGREEMENT Capitalized terms not specifically defined in this Restricted Stock Unit Agreement have the meanings specified in the Grant Notice or, if not defined in the Grant Notice, in the Plan. ARTICLE I. GENERAL 1.1 Award of RSUs. The Company has granted the RSUs to Participant effective as of the Grant Date set forth in the Grant Notice . Each RSU represents the right to receive one Share as set forth in this Agreement. Participant will have no right to the distribution of any Shares until the time the RSUs have vested. 1.2 Incorporation of Terms of Plan. The RSUs are subject to the terms and conditions set forth in this Agreement and the Plan, which is incorporated herein by reference. In the event of any inconsistency between the Plan...",
"Cover Page Interactive Data File (embedded within the Inline XBRL document)",
"2 US-DOCS\137441470.5 Restructuring) paid by the Participant for such Shares or not issuing any Shares covered by the Award or Prior Plan Award, the unused Shares covered by the Award or Prior Plan Award will, as applicable, become or again be available for Award grants under the Plan. Further, Shares delivered to the Company by a Participant to satisfy the applicable exercise or purchase price of an Award or Prior Plan Award and/or to satisfy any applicable tax withholding obligation with respect to an Award or Prior Plan Award will, as applicable, become or again be available for Award grants under the Plan. The payment of Dividend Equivalents in cash in conjunction with any outstanding Awards or Prior Plan Awards shall not count against the Overall Share Limit. Notwithstanding anything ...",
"2 US-DOCS\138377375.2 c. Payment of Retainers. The annual cash retainers described in Sections 1 and 1 shall be earned on a quarterly basis based on a calendar quarter and shall be paid by the Company in arrears not later than 30 days following the end of each calendar quarter. In the event an Eligible Director does not serve as a director, or in the applicable positions described in Section 1, for an entire calendar quarter, the retainer paid to such Eligible Director shall be prorated for the portion of such calendar quarter actually served as a director, or in such position, as applicable. 2. Equity Compensation. a. General. Eligible Directors shall be granted the equity awards described below. The awards described below shall be granted under and shall be subject to the terms and provi...",
"EXHIBI 10.11",
"EMPLOYMENT AGREEMENT" |
|
| 07/10/2023 |
EVLO
|
8-K
| Quarterly results |
| 07/07/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Second Amended and Restated Certificate of Incorporation of Bitcoin Depot Inc",
"Amended and Restated Bylaws of Bitcoin Depot Inc",
"Certificate of Designation of Rights and Preferences of Series A Convertible Preferred Stock of Bitcoin Depot",
"BT HoldCo Amended and Restated Limited Liability Company Agreement",
"Tax Receivable Agreement, by and among Bitcoin Depot Inc. and the persons named therein",
"Amended and Restated Registration Rights Agreement, by and among Bitcoin Depot Inc. and the other persons named therein",
"Form of Bitcoin Depot Indemnification Agreement",
"Bitcoin Depot Inc. 2023 Omnibus Incentive Equity Plan",
"BT HoldCo Amended and Restated Limited Liability Company Agreement",
"Letter from Grant Thornton, LLP to the SEC" |
|
| 07/03/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Underwriting Agreement, by and among the Company, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Barclays Capital Inc., on behalf of themselves and each of the other underwriters listed on Schedule I thereto",
"Amended and Restated Certificate of Incorporation of Kodiak Gas Services, Inc",
"Amended and Restated Bylaws of Kodiak Gas Services, Inc",
"Registration Rights Agreement, by and among Kodiak Gas Services, Inc., Frontier TopCo Partnership, L.P. and each of the other signatories from time to time party thereto",
"Stockholders' Agreement, by and among Kodiak Gas Services, Inc. and Frontier TopCo Partnership, L.P",
"Novation, Assignment and Assumption Agreement, by and among Kodiak Gas Services, LLC, Frontier Intermediate Holding, LLC, Frontier TopCo Partnership, L.P., as the new borrower the other parties thereto, and Wells Fargo Bank, N.A., as administrative agent",
"Kodiak Gas Services, Inc. Omnibus Incentive Plan",
"Indemnification Agreement, by and among Kodiak Gas Services, Inc. and Robert M. McKee",
"Indemnification Agreement, by and among Kodiak Gas Services, Inc. and William C. Lenamon",
"Indemnification Agreement, by and among Kodiak Gas Services, Inc. and John B. Griggs" |
|
| 07/03/2023 |
******
|
8-K
| Director compensation was amended/approved, Appointed a new director |
| 06/16/2023 |
RMBL
|
8-K
| Director compensation was amended/approved |
| 06/09/2023 |
CUR
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Palisade Bio, Inc. 2021 Equity Incentive Plan Adopted by the Board of Directors: February 9, 2021 Approved by the Stockholders: April 9, 2021 Amended by the Stockholders: November 18, 2021 Amended by the Stockholders: June 8, 2023 1. General. Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the success of the Company and any Affiliate and to provide a means by which such persons may be given an opportunity to benefit from increases in value of the Common Stock through the granting of Awards. Available Awards. The Plan provides for the grant of the following Awards: Incentive Stock Options; Nonstatutory Stock Options; SARs; Restricted Stock Awa...",
"Palisade Bio, Inc. 2021 Employee Stock Purchase Plan Adopted by the Board of Directors: February 9, 2021 Approved by the Stockholders: April 9, 2021 Amended by the Stockholders: June 8, 2023 1. General; Purpose. The Plan provides a means by which Eligible Employees of the Company and certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Plan permits the Company to grant a series of Purchase Rights to Eligible Employees under an Employee Stock Purchase Plan. In addition, the Plan permits the Company to grant a series of Purchase Rights to Eligible Employees that do not meet the requirements of an Employee Stock Purchase Plan. The Plan includes two components: a 423 Component and a Non-423 Component. The Company intends the 423 Component to qualify ..." |
|
| 05/30/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TIGO ENERGY, INC.",
"AMENDED AND RESTATED BYLAWS OF TIGO ENERGY, INC.",
"AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT , dated as of May 23, 2023, is made and entered into by and among Tigo Energy, Inc. ), a Delaware corporation , CHLM Sponsor LLC, a Delaware limited liability company , CR Financial Holdings, Inc., a New York company , and each of the undersigned parties listed under Holder on the signature pages hereto . RECITALS WHEREAS, on August 5, 2021, SPAC, the Sponsors, and the other holders party thereto entered into that certain Registration Rights Agreement , pursuant to which SPAC granted the Existing Holders certain registration rights with respect to certain securities of SPAC held by the Existing Holders; WHEREAS, SPAC entered into that certain Agreement and Plan of Merger, dated a...",
"2023 EQUITY INCENTIVE PLAN OF TIGO ENERGY, INC.",
"CODE OF BUSINESS CONDUCT AND ETHICS",
"SUBSIDIARIES OF TIGO ENERGY, INC",
"TIGO’ S MANAGEMENT’ S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS",
"Roth CH Acquisition IV Co. and Tigo Energy Complete Business Combination",
"INDEX TO UNAUDITED CONDENSED CONSOLIDATED INTERIM FINANCIAL STATEMENTS Page Condensed Consolidated Balance Sheets as of March 31, 2023 and December 31, 2022 2 Unaudited Condensed Consolidated Statements of Operations and Comprehensive Income for the Three Months ended March 31, 2023 and 2022 3 Unaudited Condensed Consolidated Statements of Convertible Preferred Stock and Changes in Stockholders’ Deficit for the Three Months ended March 31, 2023 and 2022 4 Unaudited Condensed Consolidated Statements of Cash Flows for the Three Months ended March 31, 2023 and 2022 5 Notes to Unaudited Condensed Consolidated Interim Financial Statements 6 TIGO ENERGY, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS March 31, 2023 December 31, 2022 Assets Current assets: Cash and cash equivalents ...",
"UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION" |
|
| 05/26/2023 |
ETM
|
8-K
| Director compensation was amended/approved |
| 05/16/2023 |
SHAK
|
8-K
| Director compensation was amended/approved |
| 05/01/2023 |
KIDS
|
8-K
| Director compensation was amended/approved |
| 04/03/2023 |
CR
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Separation and Distribution Agreement, by and between Crane Holdings, Co. and Crane Company",
"Certificate of Amendment to the Certificate of Incorporation of Crane NXT, Co.",
"Amended and Restated Certificate of Incorporation of Crane NXT, Co.",
"Amended and Restated By-laws of Crane NXT, Co.",
"Transition Services Agreement, by and between Crane Holdings, Co. and Crane Company",
"Tax Matters Agreement, by and between Crane Holdings, Co. and Crane Company",
"Employee Matters Agreement, by and between Crane Holdings, Co. and Crane Company",
"Cover Page Interactive Data File (embedded within the Inline XBRL document)",
"Collateral Agreement, by and among Crane Holdings, Co., the subsidiary grantors thereto and JPMorgan Chase, N.A., as administrative agent",
"Crane Holdings, Co. Announces Board of Directors and Executive Leadership Team for Crane Company Following Separation Transaction" |
|
| 04/03/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Separation and Distribution Agreement, by and between Crane Holdings, Co. and Crane Company",
"Amended and Restated Certificate of Incorporation of Crane Company",
"Amended and Restated By-laws of Crane Company",
"Transition Services Agreement, by and between Crane Holdings, Co. and Crane Company",
"Tax Matters Agreement, by and between Crane Holdings, Co. and Crane Company",
"Employee Matters Agreement, by and between Crane Holdings, Co. and Crane Company",
"Intellectual Property Matters Agreement, by and between Crane Holdings, Co. and Crane Company",
"Crane Holdings, Co. Announces Board of Directors and Executive Leadership Team for Crane Company Following Separation Transaction",
"Crane Company Completes Separation from Crane Holdings, Co." |
|
| 03/27/2023 |
MIST
|
8-K
| Quarterly results |
| 03/24/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"THE COMPANIES ACT OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF ZURA BIO LIMITED THE COMPANIES ACT OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF ZURA BIO LIMITED 1 The name of the Company is Zura Bio Limited 2 The Company was formerly known as JATT Acquisition Corp 3 The Registered Office of the Company shall be at the offices of Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands, or at such other place within the Cayman Islands as the Directors may decide. 4 The objects for which the Company is established are unrestricted and the Company shall have full power and authority to carry out any object not prohibited...",
"WHEREAS, pursuant to Section 6.8 of the Original RRA, the provisions, covenants and conditions set forth therein may be amended or modified upon the written consent of the Company and the holders of a majority-in-interest of the “Registrable Securities” at the time in question; and WHEREAS, the Company and the Sponsor desire to amend and restate the Original RRA in its entirety as set forth herein and the Company and the Existing Holders desire to enter into this Agreement, pursuant to which the Company shall grant the Holders certain registration rights with respect to the Registrable Securities on the terms and conditions set forth in this Agreement. NOW, THEREFORE, in consideration of the representations, covenants and agreements contained herein, and certain other good and valuable con...",
"June 10, 2022",
"June 10, 2022",
"June 10, 2022",
"June 10, 2022",
"June 10, 2022",
"CODE OF ETHICS OF",
"SUMMARY UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION" |
|
| 03/13/2023 |
******
|
8-K
| Director compensation was amended/approved, Appointed a new director |
| 03/10/2023 |
MLR
|
8-K
| Director compensation was amended/approved |
| 02/14/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"CERTIFICATE OF INCORPORATION OF INTUITIVE MACHINES, INC",
"BY-LAWS OF INTUITIVE MACHINES, INC",
"Certificate of Designation relating to the 10.0% Series A Cumulative Convertible Preferred Stock",
"INTUITIVE MACHINES, INC.",
"SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT",
"INDEMNIFICATION AND ADVANCEMENT AGREEMENT",
"Cover Page Interactive Data File (embedded within the Inline XBRL document)",
"LOCK-UP AGREEMENT",
"Intuitive Machines, Inc.",
"INTUITIVE MACHINES, INC. 2023 LONG TERM OMNIBUS INCENTIVE PLAN" |
|
| 01/09/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Certificate of Incorporation of the Company",
"Bylaws of the Company",
"Amended and Restated Warrant Agreement, by and between the Company and Continental Stock Transfer & Trust Company",
"ALVARIUM TIEDEMANN HOLDINGS, INC. INDEMNIFICATION AGREEMENT",
"ALVARIUM TIEDEMANN HOLDINGS, INC. INDEMNIFICATION AGREEMENT",
"ALVARIUM TIEDEMANN HOLDINGS, INC.",
"Cover Page Interactive Data File (formatted as Inline XBRL)",
"Registration Rights and Lock-Up Agreement",
"Tax Receivable Agreement, between the Company and the TWMH Members, the TIG GP Members and the TIG MGMT Members",
"Credit Agreement, between the Company, BMO Harris Bank N.A., the guarantors from time to time party thereto and the lenders from time to time party thereto" |
|
| 01/04/2023 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Separation and Distribution Agreement, by and between General Electric Company and GE HealthCare Technologies Inc. (f/k/a/ GE Healthcare Holding LLC), as amended.†",
"Transition Services Agreement, by and between General Electric Company and GE HealthCare Technologies Inc. (f/k/a GE Healthcare Holding LLC).†",
"Tax Matters Agreement, by and between General Electric Company and GE HealthCare Technologies Inc. (f/k/a GE Healthcare Holding LLC).†",
"Employee Matters Agreement, by and between General Electric Company and GE HealthCare Technologies Inc. (f/k/a GE Healthcare Holding LLC)",
"The cover page from this Current Report on Form 8-K, formatted in Inline XBRL",
"Real Estate Matters Agreement, by and between General Electric Company and GE HealthCare Technologies Inc. (f/k/a GE Healthcare Holding LLC)",
"Stockholder and Registration Rights Agreement, by and between General Electric Company and GE HealthCare Technologies Inc. (f/k/a GE Healthcare Holding LLC).†",
"GE HealthCare Completes Spin-Off and Begins Trading on Nasdaq" |
|
| 12/06/2022 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"BUSINESS COMBINATION AGREEMENT BY AND AMONG SPORTSMAP TECH ACQUISITION CORP., ICH MERGER SUB INC. AND INFRARED CAMERAS HOLDINGS, INC. DATED AS OF DECEMBER 5, 2022",
"SPONSOR LETTER AGREEMENT This SPONSOR LETTER AGREEMENT , dated as of December 5, 2022, is made by and among SportsMap Tech Acquisition Corp., a Delaware corporation , Infrared Cameras Holdings, Inc., a Delaware corporation , SportsMap, LLC, a Delaware limited liability company , and each undersigned party identified as an insider on the signature page hereto . SportsMap, the Company, the Insiders and the Sponsor shall be referred to herein from time to time collectively as the “ Parties ” and each individually as a “ Party ”. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Business Combination Agreement . RECITALS A. Contemporaneously with the execution and delivery of this Agreement, SportsMap, the Company and ICH Merger Sub In...",
"TRANSACTION SUPPORT AGREEMENT",
"Through Business Combination with SportsMap Tech Acquisition Corp." |
|
| 12/06/2022 |
******
|
8-K
| Director compensation was amended/approved, Acquisition/merger/asset purchase announced, Entered into an underwriting agreement for the issuance and sale of notes|
Docs:
|
"WHEREAS, Acquiror is a blank check company incorporated as a Cayman Islands exempted company and incorporated for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses; WHEREAS, Acquiror, Merger Sub and the Company previously entered into that certain Agreement and Plan of Merger, dated as of October 13, 2021 , as amended on July 1, 2022",
"Amendment.",
"Amendment.",
"CERTIFICATE OF INCORPORATION OF",
"Bylaws of   Tempo Automation Holdings, Inc.  ",
"TEMPO AUTOMATION HOLDINGS, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE OF $0.0001 PER SHARE, OF TEMPO AUTOMATION HOLDINGS, INC. transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. Witness the seal of the Company and the facsimile signatures of its duly authorized officers. Secretary [Corporate Seal] Delaware Chief Executive Officer TEMPO AUTOMATION HOLDINGS, INC.",
"Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW",
"Enhance our automated, intelligent process to benefit the customer experience. As we take more orders, we accumulate more data. More data helps us deliver a better customer experience, which, in turn, drives more orders — a virtuous cycle. Further, additional orders yield additional gross profit, which we can use to accelerate our R&D investment in our software platform",
"Enhance our automated, intelligent process to benefit the customer experience. As we take more orders, we accumulate more data. More data helps us deliver a better customer experience, which, in turn, drives more orders — a virtuous cycle. Further, additional orders yield additional gross profit, which we can use to accelerate our R&D investment in our software platform",
"Enhance our automated, intelligent process to benefit the customer experience. As we take more orders, we accumulate more data. More data helps us deliver a better customer experience, which, in turn, drives more orders — a virtuous cycle. Further, additional orders yield additional gross profit, which we can use to accelerate our R&D investment in our software platform" |
|
| 12/01/2022 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Separation and Distribution Agreement, between Fidelity National Financial, Inc. and F&G Annuities & Life, Inc",
"Amended and Restated Certificate of Incorporation of F&G Annuities & Life, Inc",
"Amended and Restated Bylaws of F&G Annuities & Life, Inc",
"Tax Sharing Agreement, between Fidelity National Financial, Inc. and F&G Annuities & Life, Inc",
"Corporate Services Agreement, between Fidelity National Financial, Inc. and F&G Annuities & Life, Inc",
"Reverse Corporate Services Agreement, between Fidelity National Financial, Inc. and F&G Annuities & Life, Inc",
"F&G Annuities & Life, Inc. 2022 Omnibus Incentive Plan",
"F&G Annuities & Life, Inc. Employee Stock Purchase Plan",
"F&G Annuities & Life, Inc. Deferred Compensation Plan",
"Fidelity National Financial Completes Planned Transaction to Distribute Approximately 15% Ownership of F&G to FNF Shareholders" |
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| 11/23/2022 |
******
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8-K
| Director compensation was amended/approved|
Docs:
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"Amended and Restated Certificate of Incorporation of Grindr Inc.",
"Amended and Restated Bylaws of Grindr Inc.",
"Specimen Warrant Certificate of Grindr Inc",
"Warrant Agreement between Grindr Inc. and Continental Stock Transfer & Trust Company, as warrant agent",
"Certificate of Corporate Domestication of Tiga",
"Amended and Restated Registration Rights Agreement by and among Grindr Inc., Tiga Sponsor LLC, the independent directors of Tiga, and certain former stockholders of Grindr Group LLC",
"Form of Indemnification Agreement of Grindr Inc",
"1. General. Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the success of the Company and any Affiliate and to provide a means by which such persons may be given an opportunity to benefit from increases in value of the Common Stock through the granting of Awards. Available Awards. The Plan provides for the grant of the following Awards: Incentive Stock Options; Nonstatutory Stock Options; SARs; Restricted Stock Awards; RSU Awards; Performance Awards; and Other Awards. Adoption Date; Effective Date. The Plan will come into existence on the Adoption Date, but no Award may be granted prior to the Effective Date. 2. Shares Subject to the Plan. S...",
"1. Principal. All unpaid principal under this Note shall be due and payable in full on the effective date of a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination, involving the Maker and one or more businesses , unless accelerated upon the occurrence of an Event of Default . Any outstanding principal under this Note may be prepaid at any time by the Maker, at its election and without penalty; provided, however, that the Payee shall have a right to first convert such principal balance pursuant to Section 5 below upon notice of such prepayment. Under no circumstances shall any individual, including but not limited to any officer, director, employee or stockholder of the Maker, be obligated personally for any obligations or liabilities of...",
"Payoff Letter between Tiga Acquisition Corp. and Tiga Sponsor LLC" |
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| 11/17/2022 |
******
|
8-K
| Certificate of designation filed, Director compensation was amended/approved|
Docs:
|
"UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"State of Delaware Secretary of State Division of Corporations Delivered 08:01 AM 11/10/2022 FILED 08:01 AM 11/10/2022 SR 20223985377 - File Number 7129127 RESTATED CERTIFICATE OF INCORPORATION OF SCILEX HOLDING COMPANY a Delaware corporation",
"CERTIFICATE OF DESIGNATIONS OF SCILEX HOLDING COMPANY a Delaware corporation",
"BYLAWS OF SCILEX HOLDING COMPANY",
"AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT",
"INDEMNIFICATION AGREEMENT",
"SCILEX HOLDING COMPANY 2022 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: October 17, 2022 APPROVED BY THE STOCKHOLDERS: November 9, 2022 EFFECTIVE DATE: November 9, 2022 1. GENERAL. Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the success of the Company and any Affiliate and to provide a means by which such persons may be given an opportunity to benefit from increases in value of the Common Stock through the granting of Awards. Available Awards. The Plan provides for the grant of the following Awards: Incentive Stock Options; Nonstatutory Stock Options; SARs; Restricted Stock Awards; RSU Awards; Performance Awards; and Other Aw...",
"SCILEX HOLDING COMPANY STOCK OPTION GRANT NOTICE",
"SCILEX HOLDING COMPANY RSU AWARD GRANT NOTICE",
"SCILEX HOLDING COMPANY 2022 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: October 17, 2022 APPROVED BY THE STOCKHOLDERS: November 9, 2022 EFFECTIVE DATE: November 9, 2022 1. GENERAL; PURPOSE. The Plan provides a means by which Eligible Employees of the Company and certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Plan permits the Company to grant a series of Purchase Rights to Eligible Employees under an Employee Stock Purchase Plan. In addition, the Plan permits the Company to grant a series of Purchase Rights to Eligible Employees that do not meet the requirements of an Employee Stock Purchase Plan. The Plan includes two components: a 423 Component and a Non-423 Component. The Company intends the 423 Component to qualify as..." |
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| 11/07/2022 |
******
|
8-K
| Director compensation was amended/approved |
| 10/12/2022 |
******
|
8-K
| Director compensation was amended/approved|
Docs:
|
"Execution Version BUSINESS COMBINATION AGREEMENT dated as of by and among CLEAN EARTH ACQUISITIONS CORP., ALTERNUS ENERGY GROUP PLC and CLEAN EARTH ACQUISITIONS SPONSOR, LLC",
"SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT is made and entered into as of October 12, 2022 by and among Clean Earth Acquisitions Corp., a Delaware corporation , Alternus Energy Group Plc, a public limited company incorporated under the laws of Ireland , and Clean Earth Acquisitions Sponsor, LLC, a Delaware limited liability company . WHEREAS, Purchaser and Seller are concurrently herewith entering into a Business Combination Agreement dated as of the date hereof pursuant to which, among other things, Purchaser will acquire from Seller the Purchased Shares, on the terms and subject to the conditions therein; WHEREAS, Sponsor is, as of the date of this Agreement, the beneficial and the sole legal owner of the number of shares of Class A Common Stock of Purchaser, par value $0.0...",
"INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT , dated as of October 12, 2022 , is made by and among Clean Earth Acquisitions Corp., a Delaware corporation ; Clean Earth Acquisitions Sponsor, LLC, a Delaware limited liability company ; Alternus Energy Group Plc, a public limited company incorporated under the laws of Ireland ; and each other Person who executes a joinder as an “Other Holder” . Each of PubCo, Sponsor, Seller and the Other Holders may be referred to herein as a “ Party ” and collectively as the “ Parties ”. Capitalized terms used but not otherwise defined herein shall have the respective meanings set forth in the Business Combination Agreement . RECITALS WHEREAS, PubCo has entered into that certain Business Combination Agreement, dated as of the Effective Date , by...",
"Alternus Energy Group Plc Announces Business Combination Agreement with Clean Earth Acquisitions Corp. Dublin, Ireland & Austin, Texas – October 12, 2022 – Alternus Energy Group Plc and Clean Earth Acquisitions Corp. , a climate technology and energy transition-focused special purpose acquisition company, today announced the execution of a definitive business combination agreement. Under the agreement, at the closing, Alternus will transfer its equity ownership in substantially all its subsidiaries in exchange for up to 90 million newly issued shares in Clean Earth. Initially, Clean Earth will issue 55 million shares at closing plus up to 35 million shares subject to certain earn-out provisions, which will be deposited in escrow and will be released if certain EBITDA and share price targe..." |
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