| Date Filed | Type | Description |
| 08/11/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/18/2023 |
4
| NB Alternatives Advisers LLC (10% Owner) has filed a Form 4 on Solo Brands, Inc.|
Txns:
| Sold 4,181,906 shares
@ $5, valued at
$20.9M
Sold 2,073,689 shares
@ $5, valued at
$10.4M
|
|
| 05/12/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/13/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 12/29/2022 |
40-6B/A
| Form 40-6B/A - Application for exemption from all provisions of The Investment Company Act of 1940 by an Employee's Investment Company: [Amend] |
| 11/14/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 09/22/2022 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/15/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/05/2022 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 05/13/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 03/11/2022 |
3
| NB Alternatives Advisers LLC (Investment Sub-Adviser) has filed a Form 3 on NB Crossroads Private Markets Fund VII Holdings LP |
| 03/11/2022 |
3
| NB Alternatives Advisers LLC (Investment Sub-Adviser) has filed a Form 3 on NB Crossroads Private Markets Fund VII LP |
| 02/15/2022 |
SC 13G
| NB Alternatives Advisers LLC reports a 6.6% stake in Claros Mortgage Trust Inc |
| 02/14/2022 |
SC 13G
| NB Alternatives Advisers LLC reports a 10.9% stake in Solo Brands, Inc. |
| 02/11/2022 |
SC 13G/A
| NB Alternatives Advisers LLC reports a 1.6% stake in SolarWinds Corporation |
| 02/11/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 12/20/2021 |
SC 13D/A
| NB Alternatives Advisers LLC reports a 1.4% stake in N-able, Inc. |
| 11/12/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 10/28/2021 |
3
| NB Alternatives Advisers LLC (10% Owner) has filed a Form 3 on Solo Brands, Inc. |
| 08/13/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/06/2021 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 07/28/2021 |
3
| NB Alternatives Advisers LLC (10% Owner) has filed a Form 3 on N-able, Inc. |
| 07/28/2021 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 06/14/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/03/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/28/2021 |
40-6B/A
| Form 40-6B/A - Application for exemption from all provisions of The Investment Company Act of 1940 by an Employee's Investment Company: [Amend] |
| 05/13/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/16/2021 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/12/2021 |
SC 13G/A
| NB Alternatives Advisers LLC reports a 1.6% stake in SolarWinds Corporation |
| 02/10/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 01/22/2021 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 12/15/2020 |
3
| NB Alternatives Advisers LLC (Investment Sub-Adviser) has filed a Form 3 on NB Crossroads Private Markets Access Fund LLC |
| 12/14/2020 |
4
| NB Alternatives Advisers LLC (10% Owner) has filed a Form 4 on SolarWinds Corp|
Txns:
| Sold 289,066 shares
@ $21.97, valued at
$6.4M
|
|
| 12/09/2020 |
4
| Athyrium Capital Management, LP (10% Owner) has filed a Form 4 on PROGENITY, INC.|
Txns:
| Bought 4,128,440 shares
@ $3.27, valued at
$13.5M
Bought 25,000,000 options to buy
@ $25000000, valued at
$625000000M
Bought 78,500,000 options to buy
@ $78500000, valued at
$6162250000M
|
|
|