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B. Riley Financial, Inc. (RILY) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/25/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Execution Version $600,000,000 CREDIT AGREEMENT, dated as of August 21, 2023, among B. Riley Financial, Inc., as Ultimate Parent, BR Financial Holdings, LLC, as Borrower, THE LENDERS PARTY HERETO FROM TIME TO TIME"
08/22/2023 4 B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Arena Group Holdings, Inc.
Txns: Converted 15,180 shares @ $0
Converted 119,370 shares @ $0
Converted 110 options to buy @ $0.33, valued at $36.3
Converted 865 options to buy @ $0.33, valued at $285.5
08/22/2023 4 RILEY BRYANT R (Chairman and Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Bought 25,000 shares @ $47.3111, valued at $1.2M
08/16/2023 SC 13D/A B. Riley Financial, Inc. reports a 30.8% stake in The Arena Group Holdings, Inc.
08/09/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/09/2023 8-K Quarterly results
Docs: "Source: B. Riley Financial, Inc.",
"SECOND QUARTER 2023 SUPPLEMENTAL FINANCIAL DATA DATED AUGUST 9, 2023"
08/08/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/07/2023 4 B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on ALTA EQUIPMENT GROUP INC.
Txns: Sold 330,000 shares @ $16.25, valued at $5.4M
08/07/2023 SC 13D/A B. Riley Financial, Inc. reports a 11.2% stake in ALTA EQUIPMENT GROUP INC.
07/28/2023 8-K Quarterly results
07/27/2023 4/A RILEY BRYANT R (Chairman and Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Bought 72,727 shares @ $55, valued at $4M
07/27/2023 4/A PAULSON RANDALL E (Director) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Bought 5,000 shares @ $55, valued at $275k
07/27/2023 4/A Moore Andrew (CEO B. Riley Securities, Inc.) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 543 shares @ $39.083, valued at $21.2k
Bought 5,000 shares @ $55, valued at $275k
07/27/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/27/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/27/2023 4 KELLEHER THOMAS J /ADV (Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 543 shares @ $39.083, valued at $21.2k
Bought 1,818 shares @ $55, valued at $100k
Bought 7,272 shares @ $55, valued at $400k
07/26/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/26/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/26/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/25/2023 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
07/25/2023 8-K Quarterly results
07/25/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/21/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/07/2023 4 B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Babcock & Wilcox Enterprises, Inc.
Txns: Bought 18,417 shares @ $5.5152, valued at $101.6k
Bought 5,100 shares @ $5.5113, valued at $28.1k
Bought 5,615 shares @ $5.5139, valued at $31k
Bought 5,618 shares @ $5.5139, valued at $31k
Bought 5,250 shares @ $5.512, valued at $28.9k
06/06/2023 4 Young Kenneth M (President) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 7,108 shares @ $36.43, valued at $258.9k
06/06/2023 4 WEITZMAN HOWARD (SVP, Chief Accounting Officer) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 910 shares @ $36.43, valued at $33.2k
06/06/2023 4 RILEY BRYANT R (Chairman and Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 13,928 shares @ $36.43, valued at $507.4k
06/06/2023 4 Moore Andrew (CEO B. Riley Securities, Inc.) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 7,297 shares @ $36.43, valued at $265.8k
06/06/2023 4 KELLEHER THOMAS J /ADV (Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 13,928 shares @ $36.43, valued at $507.4k
06/06/2023 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 1,404 shares @ $36.43, valued at $51.1k
06/06/2023 4 Ahn Phillip J. (CFO & COO) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 6,306 shares @ $36.43, valued at $229.7k
06/02/2023 4 B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on B. Riley Principal 250 Merger Corp.
Txns: Disposed/sold 1 options to buy @ $0
06/02/2023 SC 13D/A B. Riley Financial, Inc. reports a 0% stake in B. Riley Principal 250 Merger Corp.
06/02/2023 4 B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Babcock & Wilcox Enterprises, Inc.
Txns: Bought 7,464 shares @ $5.0451, valued at $37.7k
Bought 2,386 shares @ $5.0451, valued at $12k
Bought 2,385 shares @ $5.0451, valued at $12k
Bought 2,382 shares @ $5.0451, valued at $12k
Bought 2,383 shares @ $5.0451, valued at $12k
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