| Date Filed | Type | Description |
| 01/29/2014 |
SC 13D/A
| Bulldog Investors has filed a Schedule 13D for Imperial Holdings, Inc. |
| 01/02/2014 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 12/30/2013 |
SC 13D/A
| Bulldog Investors has filed a Schedule 13D for ZWEIG TOTAL RETURN FUND INC |
| 11/04/2013 |
SC 13D/A
| Bulldog Investors has filed a Schedule 13D for HF2 FINANCIAL MANAGEMENT INC. |
| 10/25/2013 |
SC 13G/A
| Bulldog Investors reports a 3.8% stake in BGS Acquisition Corp. |
| 07/10/2013 |
SC 13D/A
| Bulldog Investors has filed a Schedule 13D for AMERICAN STRATEGIC INCOME PORTFOLIO INC III |
| 06/26/2013 |
SC 13G/A
| Bulldog Investors reports a 2% stake in Infinity Cross Border Acquisition Corp. |
| 06/10/2013 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 05/29/2013 |
SC 13D/A
| Firsthand Technology Value Fund, Inc. has filed a Schedule 13D for Firsthand Technology Value Fund, Inc. |
| 03/27/2013 |
SC 13D/A
| Imperial Holdings, Inc. reports a 11.4% stake in Imperial Holdings, Inc. |
| 03/25/2013 |
SC 13G/A
| Azteca Acquisition Corp reports a 0.9% stake in Azteca Acquisition Corp. |
| 02/26/2013 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 01/11/2013 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 01/08/2013 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 12/26/2012 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 12/26/2012 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 12/18/2012 |
SC 13G/A
| Empeiria Acquisition Corp reports a 0% stake in Empeiria Acquisition Corp. |
| 11/30/2012 |
SC 13D
| Oxford Lane Capital Corp. has filed a Schedule 13D for Oxford Lane Capital Corp. |
| 11/27/2012 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 11/15/2012 |
SC 13D
| Australia Acquisition Corp has filed a Schedule 13D for Australia Acquisition Corp |
| 11/06/2012 |
SC 13D/A
| Bulldog Investors has filed a Schedule 13D for NEW IRELAND FUND INC |
| 11/06/2012 |
SC 13G
| Aquasition Corp. reports a 13.8% stake in Aquasition Corp. |
| 11/06/2012 |
SC 13G
| Collabrium Japan Acquisition Corp reports a 11.2% stake in Collabrium Japan Acquisition Corp. |
| 10/29/2012 |
SC 13G
| Collabrium Japan Acquisition Corp reports a 11.2% stake in Collabrium Japan Acquisition Corp. |
| 10/24/2012 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 10/24/2012 |
SC 13D/A
| Firsthand Technology Value Fund, Inc. has filed a Schedule 13D for Firsthand Technology Value Fund, Inc. |
| 10/15/2012 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership |
| 10/15/2012 |
SC 13G/A
| American Realty Capital Properties, Inc. reports a 0% stake in American Realty Capital Properties, Inc. |
| 10/12/2012 |
SC 13D/A
| Bulldog Investors has filed a Schedule 13D for GREATER CHINA FUND INC |
| 10/09/2012 |
SC 13G/A
| RLJ Acquisition, Inc. reports a 0% stake in RLJ Acquisition, Inc. |
| 10/04/2012 |
SC 13G/A
| Cazador Acquisition Corp Ltd. reports a 0% stake in Cazador Acquisition Corp Ltd |
| 09/27/2012 |
SC 13D
| Firsthand Technology Value Fund, Inc. has filed a Schedule 13D for Firsthand Technology Value Fund, Inc. |
| 09/27/2012 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 09/24/2012 |
SC 13D
| Bulldog Investors has filed a Schedule 13D for GREATER CHINA FUND INC |
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