Date Filed | Type | Description |
01/31/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/12/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
07/17/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
03/21/2017 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers |
03/15/2017 |
X-17A-5
| Form X-17A-5 - FOCUS Report |
01/24/2017 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/24/2016 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
07/21/2016 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
04/29/2016 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
03/14/2016 |
X-17A-5
| Form X-17A-5 - FOCUS Report |
01/22/2016 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
10/28/2015 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
08/05/2015 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
05/07/2015 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
02/09/2015 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend] |
02/06/2015 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
03/22/2013 |
X-17A-5
| Form X-17A-5 - FOCUS Report |
03/22/2013 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers |
03/28/2012 |
X-17A-5
| Form X-17A-5 - FOCUS Report |
04/06/2011 |
FOCUSN
| Form FOCUSN - |
03/31/2011 |
X-17A-5
| Form X-17A-5 - FOCUS Report |
03/05/2010 |
FOCUSN
| Form FOCUSN - |
03/05/2010 |
X-17A-5
| Form X-17A-5 - FOCUS Report |
03/31/2009 |
FOCUSN
| Form FOCUSN -- |
03/25/2009 |
X-17A-5
| Form X-17A-5 -- FOCUS Report |