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BB&T SECURITIES, LLC Create: Alert

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Date FiledTypeDescription
07/06/2021 X-17A-5 Form X-17A-5 - FOCUS Report:
08/31/2020 MA-W Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor:
08/07/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/05/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/04/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
07/27/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
06/10/2020 X-17A-5 Form X-17A-5 - FOCUS Report:
05/06/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
04/21/2020 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
04/15/2020 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
02/27/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
02/27/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
02/27/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
02/14/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
10/30/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
09/17/2019 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
08/07/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
06/05/2019 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
06/05/2019 X-17A-5 Form X-17A-5 - FOCUS Report:
05/21/2019 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
05/14/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/04/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/01/2019 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
01/29/2019 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
11/14/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
09/20/2018 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
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