| Date Filed | Type | Description |
| 07/07/2023 |
4
| Sivaraman Raghavendran (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 1,873 shares
@ $27.06, valued at
$50.7k
Bought 712 shares
@ $27.08, valued at
$19.3k
Bought 415 shares
@ $27.1, valued at
$11.2k
|
|
| 01/04/2023 |
3
| Carrig Janet (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 03/14/2022 |
4
| Lee Grace (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 2,000 shares
@ $29.15, valued at
$58.3k
|
|
| 01/04/2022 |
3
| HACKER DOUGLAS A (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 06/22/2021 |
3
| Nusinzon Oleg (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 05/14/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/05/2021 |
3
| Tannuzzo Gene R (Man Dir/GL HD of FI Issuer IA) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 11/19/2020 |
4
| Petersen Christopher O. (President & Prin Exec Off) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 100 shares
@ $28.4043, valued at
$2.8k
|
|
| 10/05/2020 |
3
| Lee Grace (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 06/25/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/15/2020 |
3
| Yeager Sandra (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 04/13/2020 |
3
| Sivaraman Raghavendran (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 04/01/2020 |
3
| Cleasby Jonathan C (Dir., VP & CFO of Issuer's IA) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 03/03/2020 |
4
| KING DAVID L (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 63 shares
@ $26.24, valued at
$1.7k
Bought 562 shares
@ $26.19, valued at
$14.7k
Bought 141 shares
@ $26.09, valued at
$3.7k
Bought 100 shares
@ $26.13, valued at
$2.6k
Bought 188 shares
@ $26.11, valued at
$4.9k
Bought 100 shares
@ $26.175, valued at
$2.6k
Bought 292 shares
@ $26.18, valued at
$7.6k
Bought 186 shares
@ $26.12, valued at
$4.9k
Bought 188 shares
@ $26.115, valued at
$4.9k
Bought 100 shares
@ $26.39, valued at
$2.6k
Bought 88 shares
@ $26.4, valued at
$2.3k
|
|
| 03/03/2020 |
4
| KING DAVID L (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 47 shares
@ $25.54, valued at
$1.2k
Bought 49 shares
@ $25.51, valued at
$1.2k
Bought 200 shares
@ $25.49, valued at
$5.1k
Bought 680 shares
@ $25.46, valued at
$17.3k
Bought 158 shares
@ $25.45, valued at
$4k
Bought 141 shares
@ $25.44, valued at
$3.6k
Bought 48 shares
@ $25.62, valued at
$1.2k
Bought 51 shares
@ $25.74, valued at
$1.3k
Bought 376 shares
@ $25.79, valued at
$9.7k
Bought 78 shares
@ $25.71, valued at
$2k
Bought 251 shares
@ $25.7, valued at
$6.5k
|
|
| 02/04/2020 |
4
| Carlton Pamela G (Director) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Sold 700 shares
@ $28.36, valued at
$19.9k
Sold 300 shares
@ $28.3409, valued at
$8.5k
|
|
| 01/07/2020 |
3
| Beckman Daniel (Senior Vice President) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 01/06/2020 |
3
| Gallagher Brian J (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 04/17/2019 |
3
| SANTOMERO ANTHONY M (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 02/05/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 01/02/2019 |
4
| Jin Yan (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 100 shares
@ $23.37, valued at
$2.3k
Bought 2,860 shares
@ $23.38, valued at
$66.9k
Bought 700 shares
@ $23.4, valued at
$16.4k
Bought 300 shares
@ $23.41, valued at
$7k
Bought 84 shares
@ $23.43, valued at
$2k
Bought 386 shares
@ $23.44, valued at
$9k
Bought 434 shares
@ $23.45, valued at
$10.2k
Bought 136 shares
@ $23.46, valued at
$3.2k
|
|
| 06/13/2018 |
4
| Albanese Peter (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Sold 1,300 shares
@ $27.511, valued at
$35.8k
Sold 600 shares
@ $27.525, valued at
$16.5k
Sold 200 shares
@ $27.513, valued at
$5.5k
Sold 400 shares
@ $27.51, valued at
$11k
Sold 600 shares
@ $27.5, valued at
$16.5k
Sold 400 shares
@ $27.499, valued at
$11k
Sold 2,000 shares
@ $27.493, valued at
$55k
|
|
| 03/09/2018 |
4
| Carlton Pamela G (Director) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Sold 100 shares
@ $15.8989, valued at
$1.6k
Bought 1,300 shares
@ $15.55, valued at
$20.2k
Bought 800 shares
@ $15.56, valued at
$12.4k
|
|
| 02/26/2018 |
3
| Couto Scott E (EVP/Head N.Am. for Issuer's IA) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 01/05/2018 |
3
| Boudreau Edward J Jr. (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 01/05/2018 |
3
| Batejan George S (Director) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 04/07/2017 |
3
| Cielinski James Robert (MNG DIR/GL HD of FI of Issr IA) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 03/23/2017 |
4
| KING DAVID L (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP |
| 03/14/2017 |
4
| Jin Yan (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP |
| 02/10/2017 |
4
| Albanese Peter (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP|
Txns:
| Bought 2,500 shares
@ $22.7548, valued at
$56.9k
Bought 2,100 shares
@ $22.7564, valued at
$47.8k
Bought 1,700 shares
@ $22.7764, valued at
$38.7k
Bought 1,450 shares
@ $22.7864, valued at
$33k
Bought 900 shares
@ $22.778, valued at
$20.5k
Bought 650 shares
@ $22.76, valued at
$14.8k
Bought 400 shares
@ $22.7599, valued at
$9.1k
Bought 200 shares
@ $22.79, valued at
$4.6k
Bought 100 shares
@ $22.7899, valued at
$2.3k
|
|
| 02/07/2017 |
4
| Jin Yan (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP |
| 02/02/2017 |
4
| KING DAVID L (Portfolio Manager of Issuer) has filed a Form 4 on TRI-CONTINENTAL CORP |
| 01/11/2017 |
3
| Haugen Anthony P (VP, CFO & Dir. of Issuer's IA) has filed a Form 3 on TRI-CONTINENTAL CORP |
| 04/21/2016 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
|