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TRI-CONTINENTAL CORP (TY) Create: Alert

All | News | Filings
Date FiledTypeDescription
05/18/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION"
03/10/2023 8-K Regulation FD Disclosure  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 93rd ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 10, 2023 — The Board of Directors of Tri-Continental Corporation today announced that the Corporation's 93rd Annual Meeting of Stockholders will be held on June 20, 2023 in Minneapolis, MN. The close of business on April 11, 2023 has been fixed by the Corporation's Board as the record date for the determination of Stockholders entitled to notice of, and to vote at, the Meeting or any postponement or adjournment thereof. At the Meeting, Stockholders will be asked to elect one director, Ms. Janet Langford Carrig, to the Board, to hold office until the 2025 Annual Meeting of Stockholders, and to re-elect three other directors, Mses. Patricia M. Flynn and Catherine James Paglia, and Mr. B..."
03/03/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION"
11/17/2022 8-K Quarterly results
09/02/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION"
06/21/2022 8-K Quarterly results
05/19/2022 8-K Quarterly results
03/11/2022 8-K Regulation FD Disclosure
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : March 11, 2022 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 290 Congress Street, Boston, Massachusetts 02210 Registrant's telephone number, including area code: 345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#9744...",
"TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 92nd ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 11, 2022 — The Board of Directors of Tri-Continental Corporation today announced that the Corporation's 92nd Annual Meeting of Stockholders will be held on June 21, 2022 in Minneapolis, MN. The close of business on April 12, 2022 has been fixed by the Corporation's Board as the record date for the determination of Stockholders entitled to notice of, and to vote at, the Meeting or any postponement or adjournment thereof. At the Meeting, Stockholders will be asked to elect two directors, Messrs. Douglas A. Hacker and Daniel J. Beckman, and to re-elect two other directors, Mses. Minor M. Shaw and Sandra L. Yeager, to the Board, each to hold office until the 2025 Annual Meeting of Stockho..."
03/04/2022 8-K Quarterly results
11/19/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : November 19, 2021 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 290 Congress Street, Boston, Massachusetts 02210 Registrant's telephone number, including area code: 800-345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act )...",
"TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION"
09/03/2021 8-K Quarterly results
06/11/2021 8-K Quarterly results
05/21/2021 8-K Quarterly results
03/22/2021 8-K Quarterly results
03/05/2021 8-K Quarterly results
11/20/2020 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : November 20, 2020 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: 345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#9...",
"TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION"
09/04/2020 8-K Quarterly results
06/15/2020 8-K Regulation FD Disclosure
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : June 15, 2020 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#9744...",
"TRI-CONTINENTAL CORPORATION HOLDS 90 th ANNUAL MEETING OF STOCKHOLDERS AND ANNOUNCES NEW DIRECTOR Minneapolis, MN, June 15, 2020 — Tri-Continental Corporation today held its 90 th Annual Meeting of Stockholders in Minneapolis, Minnesota. Stockholders voted in favor of the recommendations of the Corporation's Board of Directors on each of two proposals at the Meeting. Specifically, Stockholders re-elected two Directors, Mses. Patricia M. Flynn and Catherine James Paglia, and elected one Director, Mr. Brian J. Gallagher, at the Meeting. Each were elected as Director for a term that will expire at the Corporation's 2023 Annual Meeting of Stockholders. Stockholders also ratified the Board's selection of PricewaterhouseCoopers LLP as the Corporation's independent registered public accounting f..."
05/22/2020 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : May 22, 2020 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐...",
"TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION"
04/07/2020 8-K Other Events
Docs: "TRI-CONTINENTAL CORPORATION ANNOUNCES POSTPONEMENT OF"
03/06/2020 8-K Quarterly results
02/05/2020 8-K Regulation FD Disclosure
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : February 5, 2020 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#9...",
"TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 90 th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, February 5, 2020 — The Board of Directors of Tri-Continental Corporation today announced that at the Corporation's 90 th Annual Meeting of Stockholders to be held on April 21, 2020 in Boston, MA, Stockholders will be asked to elect one director, Mr. Brian J. Gallagher, and to re-elect two other directors, Mses. Patricia M. Flynn and Catherine James Paglia, to the Board, each to hold office until the 2023 Annual Meeting of Stockholders, and all until their successors are elected and qualify; to consider the ratification of the Board's selection of PricewaterhouseCoopers LLP as the Corporation's independent registered public accounting firm for the 2020 fiscal year; and to consider such othe..."
12/12/2019 8-K Regulation FD Disclosure
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : December 12, 2019 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#...",
"TRI-CONTINENTAL CORPORATION ANNOUNCES NEW DIRECTOR AND RECORD AND MEETING DATES FOR 90 th ANNUAL MEETING OF STOCKHOLDERS"
11/22/2019 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : November 22, 2019 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#...",
"TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION"
09/06/2019 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : September 6, 2019 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#...",
"TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION"
05/24/2019 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION"
04/16/2019 8-K Quarterly results
03/08/2019 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : March 8, 2019 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#9744...",
"TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION"
01/30/2019 8-K Quarterly results
12/13/2018 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : December 13, 2018 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#...",
"TRI-CONTINENTAL CORPORATION ANNOUNCES RECORD AND MEETING DATES FOR 89 th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, December 13, 2018 — The Board of Directors of Tri-Continental Corporation announced today that the Corporation's 89 th annual meeting of stockholders will be held on April 16, 2019 , and the close of business on February 26, 2019 has been fixed by the Board as the record date for the determination of stockholders entitled to notice of, and to vote at, the Annual Meeting or any postponement or adjournment thereof. Further details relating to the Annual Meeting, including proposals, as well as additional details of the Annual Meeting place and time, will be described in a notice of Annual Meeting and proxy statement that the Corporation intends to file with the Securities and ..."
11/23/2018 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : November 23, 2018 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#...",
"TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION"
09/07/2018 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : September 7, 2018 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#...",
"TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION"
05/25/2018 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : May 25, 2018 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐...",
"TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION"
04/16/2018 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of The Securities Exchange Act of 1934 Date of Report : April 16, 2018 Tri-Continental Corporation MARYLAND 811-00266 13-5441850 225 Franklin Street, Boston, Massachusetts 02110 Registrant's telephone number, including area code: -345-6611 NOT APPLICABLE Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) &#974...",
"TRI-CONTINENTAL CORPORATION HOLDS 88 th ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, April 16, 2018 - Tri-Continental Corporation today held its 88 th Annual Meeting of Stockholders in Minneapolis, Minnesota. Stockholders voted in accordance with the recommendations of the Corporation's Board of Directors on each of the two proposals at the Meeting. Stockholders elected four Directors at the Meeting. Mr. Edward J. Boudreau, Jr. was elected Director for a term that will expire at the Corporation's 2020 Annual Meeting of Stockholders, and Mses. Kathleen Blatz and Pamela G. Carlton and Mr. George S. Batejan were each elected as Director for a term that will expire at the Corporation's 2021 Annual Meeting of Stockholders. Stockholders also ratified the Board's selection of PricewaterhouseC..."
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