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TRI-CONTINENTAL CORP (TY) Create: Alert

All | News | Filings
Date FiledTypeDescription
01/04/2023 3 Carrig Janet (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
01/04/2022 3 HACKER DOUGLAS A (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
06/22/2021 3 Nusinzon Oleg (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
03/05/2021 3 Tannuzzo Gene R (Man Dir/GL HD of FI Issuer IA) has filed a Form 3 on TRI-CONTINENTAL CORP
10/05/2020 3 Lee Grace (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
06/25/2020 3 Form 3 - Initial statement of beneficial ownership of securities:
06/15/2020 3 Yeager Sandra (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
04/13/2020 3 Sivaraman Raghavendran (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
04/01/2020 3 Cleasby Jonathan C (Dir., VP & CFO of Issuer's IA) has filed a Form 3 on TRI-CONTINENTAL CORP
01/07/2020 3 Beckman Daniel (Senior Vice President) has filed a Form 3 on TRI-CONTINENTAL CORP
01/06/2020 3 Gallagher Brian J (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
04/17/2019 3 SANTOMERO ANTHONY M (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
02/05/2019 3 Form 3 - Initial statement of beneficial ownership of securities:
02/26/2018 3 Couto Scott E (EVP/Head N.Am. for Issuer's IA) has filed a Form 3 on TRI-CONTINENTAL CORP
01/05/2018 3 Boudreau Edward J Jr. (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
01/05/2018 3 Batejan George S (Director) has filed a Form 3 on TRI-CONTINENTAL CORP
04/07/2017 3 Cielinski James Robert (MNG DIR/GL HD of FI of Issr IA) has filed a Form 3 on TRI-CONTINENTAL CORP
01/11/2017 3 Haugen Anthony P (VP, CFO & Dir. of Issuer's IA) has filed a Form 3 on TRI-CONTINENTAL CORP
04/21/2016 3 Form 3 - Initial statement of beneficial ownership of securities
02/20/2013 3 Knight Jeffrey (Head of GAA, Issuers Inv. Adv.) has filed a Form 3 on TRI-CONTINENTAL CORP
03/29/2012 3 Poole Kevin G. (CCO of Issuer's Inv. Adviser) has filed a Form 3 on TRI-CONTINENTAL CORP
03/29/2012 3 Welsh Stephen T. (Vice President) has filed a Form 3 on TRI-CONTINENTAL CORP
03/23/2012 3 McGuire Thomas P (CCO of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
03/12/2012 3 Jin Yan (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
03/12/2012 3 Buckley Oliver E (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 DiMaria Joseph F (VP and CAO of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 Goucher Paul B. (VP and Assistant Secretary) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 DeFao Michael E. (VP and Assistant Secretary) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 Pearson Paul D. (VP and Assistant Treasurer) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 Petersen Christopher O. (Vice President and Secretary) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 KING DAVID L (Portfolio Manager of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
04/22/2011 3 Clarke Michael G (Treasurer of Issuer) has filed a Form 3 on TRI-CONTINENTAL CORP
05/11/2010 3 Unckless Amy L. (CAO, Issuer's Inv. Adviser) has filed a Form 3 on TRI-CONTINENTAL CORP
05/11/2010 3 Wondrack Linda (CCO, Issuer & Inv. Adviser) has filed a Form 3 on TRI-CONTINENTAL CORP
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