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ROYCE CHARLES M
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/07/2023 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on Oxford Square Capital Corp.|
Txns:
| Exercised (in-or-at-the-money) 497,208 options to buy
@ $2.66, valued at
$1.3M
Exercised (in-or-at-the-money) 98,071 options to buy
@ $2.66, valued at
$260.9k
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| 04/03/2023 |
3
| ROYCE CHARLES M (10% Owner) has filed a Form 3 on Oxford Park Income Fund, Inc. |
| 12/30/2021 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Gifted 119,176 shares
@ $13, valued at
$1.5M
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| 12/30/2021 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE MICRO-CAP TRUST, INC.|
Txns:
| Gifted 420,000 shares
@ $11.57, valued at
$4.9M
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|
| 12/30/2021 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE VALUE TRUST, INC.|
Txns:
| Gifted 125,000 shares
@ $19.29, valued at
$2.4M
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|
| 09/22/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE MICRO-CAP TRUST, INC.|
Txns:
| Sold 43,000 shares
@ $7.61, valued at
$327.2k
Sold 44,545 shares
@ $7.6, valued at
$338.5k
Sold 5,455 shares
@ $7.72, valued at
$42.1k
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| 09/21/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE MICRO-CAP TRUST, INC.|
Txns:
| Sold 50,000 shares
@ $7.88, valued at
$394k
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| 09/17/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE MICRO-CAP TRUST, INC.|
Txns:
| Sold 50,000 shares
@ $7.83, valued at
$391.5k
Sold 35,610 shares
@ $7.89, valued at
$281k
Sold 14,390 shares
@ $7.85, valued at
$113k
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|
| 09/16/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE MICRO-CAP TRUST, INC.|
Txns:
| Sold 100,000 shares
@ $7.827, valued at
$782.7k
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|
| 09/15/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE MICRO-CAP TRUST, INC.|
Txns:
| Sold 35,000 shares
@ $7.77, valued at
$272k
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|
| 09/11/2020 |
144
| Form 144 - Report of proposed sale of securities: |
| 09/11/2020 |
SC 13D
| ROYCE CHARLES M reports a 8.6% stake in Royce Global Value Trust, Inc. |
| 09/03/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 499,351 shares
@ $14.28, valued at
$7.1M
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|
| 04/30/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 15,000 shares
@ $10.19, valued at
$152.9k
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| 04/29/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 25,000 shares
@ $9.755, valued at
$243.9k
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| 04/24/2020 |
4
| ROYCE CHARLES M (Portfolio Manager) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 15,000 shares
@ $9.39, valued at
$140.9k
Bought 10,000 shares
@ $9.32, valued at
$93.2k
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| 12/11/2018 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 11,100 shares
@ $9.218, valued at
$102.3k
Bought 100,000 shares
@ $9.21, valued at
$921k
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|
| 07/10/2018 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE VALUE TRUST, INC.|
Txns:
| Bought 16,045 shares
@ $15.33, valued at
$246k
Bought 10,541 shares
@ $15.33, valued at
$161.6k
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|
| 08/09/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC. |
| 08/05/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC. |
| 08/02/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 25,000 shares
@ $7.91, valued at
$197.8k
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|
| 07/29/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 10,000 shares
@ $7.95, valued at
$79.5k
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|
| 07/28/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 10,000 shares
@ $7.85, valued at
$78.5k
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|
| 06/21/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 20,100 shares
@ $5.438, valued at
$109.3k
Bought 14,300 shares
@ $5.456, valued at
$78k
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|
| 06/16/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 20,180 shares
@ $5.429, valued at
$109.6k
Bought 20,180 shares
@ $5.386, valued at
$108.7k
Bought 17,068 shares
@ $5.352, valued at
$91.3k
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| 06/08/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 7,200 shares
@ $5.739, valued at
$41.3k
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|
| 06/03/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 13,660 shares
@ $5.648, valued at
$77.2k
Bought 13,660 shares
@ $5.608, valued at
$76.6k
Bought 60,000 shares
@ $5.64, valued at
$338.4k
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| 05/31/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 11,940 shares
@ $5.667, valued at
$67.7k
Bought 11,940 shares
@ $5.65, valued at
$67.5k
Bought 13,660 shares
@ $5.646, valued at
$77.1k
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| 05/25/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 11,940 shares
@ $5.394, valued at
$64.4k
Bought 11,940 shares
@ $5.595, valued at
$66.8k
Bought 11,940 shares
@ $5.666, valued at
$67.7k
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| 05/20/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 10,080 shares
@ $5.436, valued at
$54.8k
Bought 10,080 shares
@ $5.285, valued at
$53.3k
Bought 10,080 shares
@ $5.269, valued at
$53.1k
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|
| 05/17/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/12/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 8,340 shares
@ $5.084, valued at
$42.4k
Bought 8,340 shares
@ $5.237, valued at
$43.7k
Bought 8,340 shares
@ $5.303, valued at
$44.2k
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| 05/09/2016 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on TICC Capital Corp.|
Txns:
| Bought 6,400 shares
@ $5.003, valued at
$32k
Bought 6,400 shares
@ $5.017, valued at
$32.1k
Bought 8,340 shares
@ $5.041, valued at
$42k
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| 09/01/2015 |
4
| ROYCE CHARLES M (Director) has filed a Form 4 on ROYCE GLOBAL VALUE TRUST, INC.|
Txns:
| Bought 5,000 shares
@ $7.4186, valued at
$37.1k
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