| Date Filed | Type | Description |
| 08/14/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 01/18/2023 |
ABS-15G
| Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G: |
| 01/09/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 11/14/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/15/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/16/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/11/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/07/2022 |
ABS-15G
| Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G: |
| 11/15/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/16/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/14/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/16/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/04/2021 |
ABS-15G
| Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G: |
| 11/13/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/14/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/19/2020 |
3
| JEFFERIES LLC (10% Owner) has filed a Form 3 on Live Oak Acquisition Corp |
| 05/15/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/13/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 01/28/2020 |
ABS-15G
| Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G: |
| 11/13/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/14/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/15/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/13/2019 |
ABS-15G
| Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G: |
| 11/14/2018 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/14/2018 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 07/30/2018 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
| 07/25/2018 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
| 07/25/2018 |
MA-W
| Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor: |
| 07/24/2018 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
| 07/24/2018 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
| 07/24/2018 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
| 06/27/2018 |
4
| JEFFERIES LLC (10% Owner) has filed a Form 4 on Easterly Acquisition Corp.|
Txns:
| Sold 500,000 shares
@ $10.3, valued at
$5.2M
|
|
|