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BAXANO SURGICAL, INC. (BAXS) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/10/2015 SC 13G/A ADVANCED TECHNOLOGY VENTURES VII LP reports a 0% stake in Baxano Surgical, Inc.
11/14/2014 8-K Quarterly results
11/12/2014 8-K Resignation/termination of a director
10/31/2014 8-K Resignation/termination of a director
09/24/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Securities Purchase Agreement by and among Baxano Surgical, Inc. and the purchasers named therein",
"Form of Subordination Agreement by and among Baxano Surgical, Inc., Hercules Technology Growth Capital, Inc., and the creditors named therein",
"Form of Subordination Agreement by and among Baxano Surgical, Inc., the lenders named therein and the creditors named therein"
08/14/2014 10-Q Quarterly Report for the period ended June 30, 2014
08/05/2014 8-K Quarterly results
Docs: "Baxano Surgical, Inc. Reports Operating Results for the Second Quarter of 2014, Issues Third Quarter 2014 Guidance"
07/24/2014 SC 13G/A DELPHI VENTURES VI LP reports a 2.3% stake in Baxano Surgical, Inc.
07/14/2014 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Modification Agreement, by and between Baxano Surgical, Inc. and Lincoln Park Capital Fund, LLC"
06/06/2014 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
05/13/2014 10-Q Quarterly Report for the period ended March 31, 2014
05/08/2014 8-K Quarterly results
Docs: "Baxano Surgical, Inc. Reports Operating Results for the First Quarter of 2014, Issues Second Quarter 2014 Guidance"
04/17/2014 8-K Submission of Matters to a Vote of Security Holders
03/24/2014 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/14/2014 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
03/14/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Securities Purchase Agreement, by and among Baxano Surgical, Inc. and the purchasers named therein",
"Subordination Agreement, by and among Baxano Surgical, Inc., Hercules Technology Growth Capital, Inc., and the creditors named therein",
"General Release and Severance Agreement, between Baxano Surgical, Inc. and Rick Feiler",
"Baxano Surgical, Inc. Announces $10 Million Private Placement of Convertible Debentures",
"Baxano Surgical, Inc. Announces Changes to Executive Management Team RALEIGH, NC — —March 14, 2014— Baxano Surgical, Inc. , a medical device company focused on designing, developing and marketing minimally invasive products to treat degenerative conditions of the spine affecting the lumbar region, today announced changes to its executive management team. · Tim Shannon has been appointed Chief Financial Officer effective March 14, 2014 · Matt Pickens has been appointed Vice President of Marketing and Reimbursement effective March 14, 2014 · Rick Feiler, Vice President of Marketing & Professional Education, has resigned effective April 15, 2014 and will assist in the transition process over the next month Tim Shannon joined Baxano Surgical in 2013 and has served as Inter..."
03/11/2014 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
03/11/2014 10-K Annual Report for the period ended December 31, 2013
03/07/2014 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Baxano Surgical, Inc. Reports Operating Results for the Fourth Quarter of 2013, Issues First Quarter 2014 Guidance",
"Conference call transcript"
02/14/2014 SC 13G Presidio Partners 2007, L.P. reports a 7.5% stake in Baxano Surgical, Inc.
02/11/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Baxano Surgical Sets Date of 2014 Annual Meeting"
02/06/2014 SC 13G/A DELPHI VENTURES VI LP reports a 5.3% stake in Baxano Surgical, Inc.
01/17/2014 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Baxano Surgical Announces Preliminary Fourth Quarter and Full Year 2013 Unaudited Revenue"
01/08/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Terms of 2014 Restricted Stock Unit Retention Program",
"Form of Restricted Stock Unit Award Agreement under 2007 Stock Incentive Plan"
12/03/2013 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]
12/03/2013 8-K Form 8-K - Current report
11/12/2013 10-Q Quarterly Report for the period ended September 30, 2013
09/23/2013 SC 13G/A CUTLASS CAPITAL LP reports a 4.5% stake in Baxano Surgical, Inc.
08/14/2013 10-Q Quarterly Report for the period ended June 30, 2013
08/12/2013 8-K Quarterly results
Docs: "Baxano Surgical, Inc. Reports Operating Results for the Second Quarter of 2013, Issues Third Quarter 2013 Guidance",
"Conference call transcript"
07/05/2013 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
07/05/2013 DEF 14A Form DEF 14A - Other definitive proxy statements
06/26/2013 S-3 Form S-3 - Registration statement under Securities Act of 1933
06/26/2013 8-K/A Financial Statements and Exhibits
Docs: "Consent of PricewaterhouseCoopers LLP",
"Audited Financial Statements of Baxano, Inc. as of and for the years ended December 31, 2012 and 2011",
"Unaudited Financial Statements of Baxano, Inc. as of March 31, 2013 and December 31, 2012 and for the three months ended March 31, 2013 and 2012",
"Unaudited Pro Forma Condensed Combined Financial Information of Baxano Surgical, Inc"
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