Rocket


News + Filings
Transactions
Holdings





All
13F
13D/G
Other



SANDERS DON A Create: Alert

All | News | Filings
Date FiledTypeDescription
09/16/2020 4 LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP (10% Owner) has filed a Form 4 on Teligent, Inc.
Txns: Sold 74,020 shares @ $2.2565, valued at $167k
Sold 13,251 shares @ $2.2459, valued at $29.8k
Sold 102,962 shares @ $1.6615, valued at $171.1k
Sold 18,432 shares @ $1.6569, valued at $30.5k
Sold 84,816 shares @ $1.1336, valued at $96.1k
Sold 15,184 shares @ $1.1266, valued at $17.1k
Sold 475,512 shares @ $1.2435, valued at $591.3k
Sold 85,106 shares @ $1.2478, valued at $106.2k
03/06/2015 4 LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC
09/04/2014 4 LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC
08/29/2014 4 LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC
09/20/2012 4 SANDERS DON A (10% Owner) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Disposed of 1,036,301 shares @ $8.85, valued at $9.2M
Disposed of 951,549 shares @ $8.85, valued at $8.4M
Disposed of 52,164 shares @ $8.85, valued at $461.7k
Disposed/sold 51,732 options to buy @ $0
Disposed/sold 33,022 options to buy @ $0
03/21/2012 4 SANDERS DON A (10% Owner) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Exercised 17,244 shares @ $6.93, valued at $119.5k
Granted 68,975 restricted stock units @ $0
Exercised 17,244 restricted stock units @ $0
03/21/2012 4 SANDERS DON A (10% Owner) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Exercised 17,244 shares @ $6.93, valued at $119.5k
Granted 68,975 restricted stock units @ $0
Exercised 17,244 restricted stock units @ $0
03/12/2012 4 SANDERS DON A (10% Owner) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Exercised 16,512 restricted stock units @ $6.22, valued at $102.7k
08/05/2011 4 SMH Private Equity Group II, L.P. (10% Owner) has filed a Form 4 on RigNet, Inc.
Txns: Disposed of 551,508 shares @ $0
Disposed of 968,816 shares @ $0
Acquired 139,940 shares @ $0
Acquired 19,343 shares @ $0
Acquired 25,545 shares @ $0
Acquired 90,726 shares @ $0
Disposed of 10,164 shares @ $0
Acquired 136,253 shares @ $0
Disposed of 123,764 shares @ $0
05/27/2011 4 SANDERS DON A (10% Owner) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Bought 1,000 shares @ $7.9, valued at $7.9k
Granted 16,511 shares @ $6.98, valued at $115.2k
Granted 66,046 restricted stock units @ $0
Exercised 16,511 restricted stock units @ $0
01/06/2011 4 SMH Private Equity Group II, L.P. (10% Owner) has filed a Form 4 on RigNet, Inc.
Txns: Sold 15,928 shares @ $11.16, valued at $177.8k
Sold 22,109 shares @ $11.16, valued at $246.7k
Sold 8,771 shares @ $11.16, valued at $97.9k
Sold 2,597 shares @ $11.16, valued at $29k
Sold 3,349 shares @ $11.16, valued at $37.4k
Sold 334 shares @ $11.16, valued at $3.7k
Sold 250 shares @ $11.16, valued at $2.8k
12/22/2010 4 SMH Private Equity Group II, L.P. (10% Owner) has filed a Form 4 on RigNet, Inc.
Txns: Acquired 558,705 shares @ $0
Sold 104,722 shares @ $11.16, valued at $1.2M
Acquired 167,661 shares @ $11.16, valued at $1.9M
Converted 968,620 shares @ $1.2, valued at $1.2M
Sold 145,356 shares @ $11.16, valued at $1.6M
Acquired 165,643 shares @ $0
Converted 206,278 shares @ $1.2, valued at $247.5k
Sold 57,688 shares @ $11.16, valued at $643.8k
Acquired 48,753 shares @ $0
Converted 60,714 shares @ $1.2, valued at $72.9k
Sold 17,077 shares @ $11.16, valued at $190.6k
03/29/2010 4 SANDERS DON A (Vice Chairman) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Disposed of 30,000 shares @ $5.44, valued at $163.2k
Exercised (in-or-at-the-money) 30,000 options to buy @ $4.438, valued at $133.1k
11/03/2004 4 SANDERS DON A (10% Owner) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Disposed of 250,000 shares @ $0
07/12/2004 4 SANDERS DON A (Director) has filed a Form 4 on CAPITAL ENVIRONMENTAL RESOURCE INC
Txns: Disposed of 2,187 shares @ $0
Disposed of 408 options to buy @ $0
04/22/2004 4 SANDERS DON A (Vice Chairman) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Sold 50,000 shares @ $12, valued at $600k
02/20/2003 4 Form 4 - Statement of changes in beneficial ownership of securities

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy