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SWK Holdings Corp (SWKH) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/13/2023 8-K Quarterly results
10/03/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "SWK HOLDINGS CORPORATION 9.00% SENIOR NOTES DUE 2027",
"CROSS REFERENCE TABLE",
"SWK HOLDINGS CORPORATION and Wilmington Trust, National Association as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of October 3, 2023 to the Indenture dated as of October 3, 2023 9.00% Senior Notes due 2027"
08/11/2023 8-K Quarterly results
Docs: "SWK Holdings Corporation Q2 2023 Corporate & Financial Results Conference Call Wednesday, August 9, 2023, 5:00 PM ET. Executives Jason Rando, Tiberend Strategic Advisors Jody Staggs, President and Chief Executive Officer Yvette Heinrichson, Chief Financial Officer Analysts Jacob Steven, Lake Street Capital Markets Scott Jensen, Private Investor Michael Diana, Maxim Group Presentation Operator: Good afternoon, and welcome to the SWK Holdings Corporation Second Quarter 2023 Corporate and Financial Results Conference Call. . After today’ s presentation, there will be an opportunity to ask questions. . Please note this event is being recorded. I would now like to turn the conference over to Jason Rando with Tiberend Strategic Advisors. Please go ahead. Jason Rando: Good evening, and thank you ..."
08/10/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Financial Results for Second Quarter 2023"
06/30/2023 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Ob...
Docs: "Credit Agreement by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent"
05/17/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Investor Presentation Slideshow in use beginning May 17, 2023"
05/16/2023 8-K Other Events  Interactive Data
05/11/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Financial Results for First Quarter 2023"
04/04/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Investor Presentation Slideshow in use beginning April 4, 2023"
04/03/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Financial Results for Fourth Quarter and Full Year 2022"
03/15/2023 8-K Resignation/termination of a director, Appointed a new director
03/13/2023 8-K Regulation FD Disclosure  Interactive Data
01/03/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Employment Agreement, between SWK Holdings Corporation and Jody Staggs"
11/22/2022 8-K Quarterly results
11/09/2022 8-K Quarterly results
10/06/2022 8-K Quarterly results
09/28/2022 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Fourth Amendment to Loan and Security Agreement, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A"
09/01/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "SWK Holdings Announces Leadership Transition"
08/24/2022 8-K Regulation FD Disclosure  Interactive Data
08/17/2022 8-K Quarterly results
08/15/2022 8-K Quarterly results
08/10/2022 8-K Quarterly results
07/13/2022 8-K Quarterly results
07/07/2022 8-K Quarterly results
06/29/2022 8-K Quarterly results
06/27/2022 8-K Quarterly results
05/19/2022 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Filing of Form S-3 Shelf Registration Statement Authorizes 10b5-1stock Repurchase Program DALLAS, May 19, 2022 – SWK Holdings Corporation , a life science focused specialty finance company catering to small- and mid-sized commercial-stage companies, announced today that it has filed a universal shelf registration statement on Form S-3 with the Securities and Exchange Commission . Once declared effective by the SEC, SWK may from time to time issue various types of securities, including common stock, preferred stock, senior or unsecured debt securities and/or warrants, up to an aggregate amount of $200 million. Among other things, the Company is exploring issuing senior and/or unsecured debt under the registration statement, though at this time, there is no..."
05/17/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Investor Presentation Slideshow in use beginning May 17, 2022"
05/11/2022 8-K Quarterly results
04/01/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Letter Agreement, by and between the Company and Winston L. Black III"
04/01/2022 8-K Entry into a Material Definitive Agreement, Material Modifications to Rights of Security Holders, Financial Statements and Ex...
Docs: "Amendment No. 3 to the Rights Agreement, by and between SWK Holdings Corporation and Computershare Trust Company, N.A"
03/28/2022 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "SWK Holdings Corporation Announces Financial Results for Fourth Quarter and Full-Year 2021"
02/16/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "SWK Holdings Announces Reconstitution of Board of Directors with New Appointments"
02/10/2022 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Departure of Directors o...
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