| Date Filed | Type | Description |
| 01/06/2021 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Forest Investments, Inc.|
Txns:
| Granted 15,909 shares
@ $0 |
|
| 12/31/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/23/2020 |
4
| Great Elm Capital Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 97,294 shares
@ $0
Acquired 9,089 shares
@ $0 |
|
| 11/24/2020 |
4
| Great Elm Capital Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 160,492 shares
@ $0
Acquired 12,652 shares
@ $0 |
|
| 10/23/2020 |
4
| Great Elm Capital Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 59,089 shares
@ $0
Acquired 6,858 shares
@ $0 |
|
| 10/15/2020 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,538 shares
@ $0 |
|
| 10/15/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/15/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/15/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/01/2020 |
4
| Great Elm Capital Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 49,828 shares
@ $0
Granted 5,700 shares
@ $0
Granted 26,939 shares
@ $0
Granted 4,447 shares
@ $0
Granted 28,214 shares
@ $0
Granted 4,641 shares
@ $0
Granted 31,546 shares
@ $0
Granted 4,337 shares
@ $0
Granted 39,044 shares
@ $0
Granted 4,532 shares
@ $0
Acquired 863,337 shares
@ $2.95, valued at
$2.5M
|
|
| 07/02/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/02/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/02/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/02/2020 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,776 shares
@ $0 |
|
| 06/12/2020 |
4
| Parmelee James P (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 6,000 shares
@ $2.58, valued at
$15.5k
|
|
| 06/01/2020 |
4
| Imperial Capital Asset Management, LLC (10% Owner) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 5,000 shares
@ $2.3478, valued at
$11.7k
|
|
| 05/26/2020 |
4
| Imperial Capital Asset Management, LLC (10% Owner) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 4,425 shares
@ $1.9593, valued at
$8.7k
|
|
| 05/26/2020 |
4
| Harbin Thomas S (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 1,000 shares
@ $1.96, valued at
$2k
Bought 1,000 shares
@ $1.96, valued at
$2k
|
|
| 05/20/2020 |
4
| Harbin Thomas S (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 1,000 shares
@ $2, valued at
$2k
Bought 100 shares
@ $1.89, valued at
$189 |
|
| 05/18/2020 |
4
| Pearson Brent J (CFO) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 6,500 shares
@ $1.99, valued at
$12.9k
|
|
| 04/28/2020 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 36,517 shares
@ $0 |
|
| 04/28/2020 |
4
| Hugar James H (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 36,517 shares
@ $0 |
|
| 04/28/2020 |
4
| Scheyer Eric J (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 36,517 shares
@ $0 |
|
| 04/01/2020 |
3
| Hugar James H (Director) has filed a Form 3 on Great Elm Capital Group, Inc. |
| 03/06/2020 |
3
| Imperial Capital Asset Management, LLC (10% Owner) has filed a Form 3 on Great Elm Capital Group, Inc. |
| 03/04/2020 |
3
| Scheyer Eric J (Director) has filed a Form 3 on Great Elm Capital Group, Inc. |
| 03/02/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/28/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/12/2019 |
4
| Parmelee James P (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,482 shares
@ $0 |
|
| 12/12/2019 |
4
| Wilson Hugh Steven (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,482 shares
@ $0 |
|
| 12/12/2019 |
4
| Harbin Thomas S (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,482 shares
@ $0 |
|
| 12/12/2019 |
4
| Serota Jeffrey (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,482 shares
@ $0 |
|
| 12/12/2019 |
4
| SNELL MARK A (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,482 shares
@ $0 |
|
| 12/12/2019 |
4
| Drapkin Matthew A (Director) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 18,482 shares
@ $0 |
|
|