| Date Filed | Type | Description |
| 12/08/2020 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 11/16/2020 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/31/2020 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 10/21/2019 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/26/2019 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 07/26/2019 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 02/09/2010 |
BW
| NYSE Euronext Welcomes the USA National Pavilion - 2010 Shanghai World Expo to the NYSE |
| 02/09/2010 |
BW
| NYSE Euronext Announces Fourth Quarter and Full-Year 2009 Financial Results |
| 02/09/2010 |
TRN
| NYSE Euronext Q4 2009 Earnings Call Transcript |
| 10/30/2009 |
TRN
| NYSE Euronext Q3 2009 Earnings Call Transcript |
| 07/30/2009 |
TRN
| NYSE Euronext Q2 2009 Earnings Call Transcript |
| 02/09/2009 |
TRN
| NYSE Euronext Q4 2008 Earnings Call Transcript |
| 10/31/2008 |
TRN
| NYSE Euronext, Inc. Q3 2008 Earnings Call Transcript |
| 08/01/2008 |
TRN
| NYSE Euronext Inc. Second Quarter and First Half Earnings Call Transcript |
| 05/06/2008 |
TRN
| NYSE Euronext Inc. Q1 2008 Earnings Call Transcript |
| 02/14/2008 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/05/2008 |
TRN
| NYSE Euronext Q4 2007 Earnings Call Transcript |
| 01/22/2008 |
TRN
| NYSE Euronext Acquisition of AMEX Update Call Transcript |
| 11/02/2007 |
TRN
| NYSE Euronext Q3 2007 Earnings Call Transcript |
| 08/02/2007 |
TRN
| NYSE Euronext Q2 2007 Earnings Call Transcript |
| 04/05/2007 |
4
| CARTER MARSHALL N (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 100 shares
@ $0
Disposed of 2,438 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| Tutwiler Margaret D (EVP of Comm. & Gov. Rel.) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 3,580 restricted stock units
@ $0
Disposed of 3,575 options to buy
@ $99.5, valued at
$355.7k
Disposed of 12,239 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| Brown Ellyn L (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Acquired 697 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| FORD WILLIAM E (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 5,384,509 shares
@ $0
Disposed of 96,813 shares
@ $0
Disposed of 2,333,995 shares
@ $0
Disposed of 450,919 shares
@ $0
Disposed of 13,948 options to buy
@ $0 |
|
| 04/05/2007 |
4
| JACKSON SHIRLEY A (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 697 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| McDonald James S (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 697 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| MCFARLAND DUNCAN M (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 697 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| Robbins Rachel F (EVP and General Counsel) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Acquired 507 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| THAIN JOHN A (CEO) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 100 shares
@ $0
Disposed of 30,151 restricted stock units
@ $0
Disposed of 30,102 options to buy
@ $99.5, valued at
$3M
|
|
| 04/05/2007 |
4
| KINNEY CATHERINE R (President and Co-COO) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 6,219 restricted stock units
@ $0
Disposed of 6,209 options to buy
@ $99.5, valued at
$617.8k
Disposed of 12,239 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| VON DER HEYDEN KARL M (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Acquired 697 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| Bernstein Dale B (EVP - HR) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 976 restricted stock units
@ $0
Disposed of 975 options to buy
@ $99.5, valued at
$97k
Disposed of 9,268 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| MCNULTY JAMES J (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 5,000 shares
@ $0
Disposed of 13,067 restricted stock units
@ $0 |
|
| 04/05/2007 |
4
| RIVLIN ALICE M (Director) has filed a Form 4 on NYSE Group, Inc.|
Txns:
| Disposed of 697 restricted stock units
@ $0 |
|
|