| Date Filed | Type | Description |
| 10/10/2023 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 10/10/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/10/2023 |
3
| Scott Kathleen D. (Director) has filed a Form 3 on NKGen Biotech, Inc. |
| 10/10/2023 |
3
| McNulty Alana B. (Director) has filed a Form 3 on NKGen Biotech, Inc. |
| 10/10/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/10/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/10/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/10/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/05/2023 |
8-K
| Director compensation was amended/approved, Acquisition/merger/asset purchase announced|
Docs:
|
"Amended and Restated Certificate of Incorporation of NKGen Biotech, Inc",
"Amended and Restated Bylaws of NKGen Biotech, Inc",
"Specimen Common Stock Certificate",
"Specimen Warrant Certificate",
"June 26, 2023",
"Amended and Restated Registration Rights Agreement, by and among NKGen Biotech, Inc., members of Graf Acquisition Partners IV LLC, and certain former stockholders of NKGen Operating Biotech, Inc",
"THIRD AMENDED AND RESTATED SPONSOR SUPPORT AND LOCKUP AGREEMENT",
"SECOND AMENDED AND RESTATED SPONSOR SUPPORT AND LOCKUP AGREEMENT",
"Promissory Note issued by NKGen Biotech, Inc. to Lisa J. Ling",
"June 26, 2023" |
|
| 10/04/2023 |
4
| Graf Acquisition Partners IV LLC (10% Owner) has filed a Form 4 on NKGen Biotech, Inc.|
Txns:
| Disposed of 1,773,631 shares
@ $0
Granted 4,721,533 options to buy
@ $11.5, valued at
$54.3M
Granted 523,140 options to buy
@ $11.5, valued at
$6M
|
|
| 09/29/2023 |
8-K
| Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits ...|
Docs:
|
"Form of Additional Warrant Subscription Agreement",
"Amended and Restated Warrant Subscription Agreement",
"Forward Purchase Agreement, by and among Graf, Legacy NKGen and Sandia Investment Management LP and certain other affiliates",
"Cover Page Interactive Data File (embedded within the Inline XBRL document)",
"EACH PARTY HEREBY WAIVES ITS RESPECTIVE RIGHTS TO A TRIAL BY JURY OF ANY CLAIM OR CAUSE OF ACTION BASED UPON OR ARISING OUT OR RELATED TO THIS SUBSCRIPTION AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY IN ANY ACTION, PROCEEDING OR OTHER LITIGATION OF ANY TYPE BROUGHT BY ANY PARTY AGAINST ANY OTHER PARTY OR ANY AFFILIATE OF ANY OTHER SUCH PARTY, WHETHER WITH RESPECT TO CONTRACT CLAIMS, TORT CLAIMS OR OTHERWISE. THE PARTIES AGREE THAT ANY SUCH CLAIM OR CAUSE OF ACTION SHALL BE TRIED BY A COURT TRIAL WITHOUT A JURY. WITHOUT LIMITING THE FOREGOING, THE PARTIES FURTHER AGREE THAT THEIR RESPECTIVE RIGHT TO A TRIAL BY JURY IS WAIVED BY OPERATION OF THIS SECTION AS TO ANY ACTION, COUNTERCLAIM OR OTHER PROCEEDING WHICH SEEKS, IN WHOLE OR IN PART, TO CHALLENGE THE VALIDITY OR ENFORCEABILITY OF T..." |
|
| 09/29/2023 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 09/29/2023 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 09/29/2023 |
8-K
| Submission of Matters to a Vote of Security Holders, Other Events Interactive Data |
| 09/29/2023 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 08/24/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 08/15/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 08/15/2023 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure... |
| 08/15/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/14/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/14/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 08/10/2023 |
S-4/A
| Form S-4/A - Registration of securities, business combinations: [Amend] |
| 08/09/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 08/04/2023 |
S-4/A
| Form S-4/A - Registration of securities, business combinations: [Amend] |
| 07/26/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 07/26/2023 |
8-K
| Quarterly results |
| 07/17/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 07/17/2023 |
8-K
| Quarterly results |
| 07/17/2023 |
S-4/A
| Form S-4/A - Registration of securities, business combinations: [Amend] |
| 07/06/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 05/31/2023 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 05/31/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 05/23/2023 |
SC 13G
| Radcliffe Capital Management, L.P. reports a 6.2% stake in GRAF Acquisition Corp. IV |
| 05/22/2023 |
8-K
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders... |
|