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TradeUP Acquisition Corp. Create: Alert

All | News | Filings
Date FiledTypeDescription
10/10/2023 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933:
10/05/2023 8-K Amended existing or entered into new employment agreement with an officer
Docs: "AMENDED AND RESTATED CERTIFICATE OF INCORPORATION",
"AMENDED AND RESTATED BYLAWS",
"EXECUTION VERSION",
"EXHIBIT A",
"EXECUTION VERSION",
"JOINDER TO SERIES A PREFERRED STOCK PURCHASE AGREEMENT",
"EXECUTION VERSION",
"EXECUTION VERSION",
"Execution Version ASSIGNMENT OF STOCK AGREEMENT",
"Execution Version ASSIGNMENT OF STOCK AGREEMENT"
10/05/2023 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
08/18/2023 425 Form 425 - Prospectuses and communications, business combinations:
08/18/2023 8-K Quarterly results
07/31/2023 10-Q Quarterly Report for the period ended June 30, 2023
07/31/2023 425 Form 425 - Prospectuses and communications, business combinations:
07/31/2023 8-K Quarterly results
07/26/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
07/26/2023 425 Form 425 - Prospectuses and communications, business combinations:
07/26/2023 8-K Quarterly results
07/21/2023 8-K Quarterly results
07/19/2023 425 Form 425 - Prospectuses and communications, business combinations:
07/19/2023 8-K Quarterly results
07/19/2023 8-K Quarterly results
07/12/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
07/12/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "TradeUP Acquisition Corp. Announces Meeting Date for Stockholders to Approve the Business Combination with Estrella Biopharma, Inc. and Liquidation of Investments Held in the Trust Account into Cash New York – July 12, 2023 – TradeUP Acquisition Corp. , a publicly traded special purpose acquisition company, announced that it will hold a special meeting of stockholders of TradeUP on Monday, July 31, 2023 at 9:00 a.m. Eastern Time to vote on, among others, the proposed business combination with Estrella Biopharma, Inc. , a preclinical-stage biopharmaceutical company focusing on cancer therapeutics. On September 30, 2022, the parties entered into a definitive business combination agreement . On July 11, 2023, the registration statement on Form S-4 containing a proxy statement/prospectus relat..."
07/12/2023 EFFECT Form EFFECT - Notice of Effectiveness:
07/11/2023 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
07/07/2023 S-4/A Form S-4/A - Registration of securities, business combinations: [Amend]
06/30/2023 S-4/A Form S-4/A - Registration of securities, business combinations: [Amend]
06/16/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
06/15/2023 S-4/A Form S-4/A - Registration of securities, business combinations: [Amend]
06/09/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "PROMISSORY NOTE Principal Amount: US$60,000 Dated: June 6, 2023 New York, New York FOR VALUE RECEIVED, TradeUP Acquisition Corp. promises to pay to the order of Tradeup INC., or its registered assignees or successors in interest , the principal sum of Sixty Thousand . 1. Principal. The principal balance of this Note shall be payable by the Maker to the Payee upon the date on which the Maker consummates a business combination or merger with a qualified target company ) or the date of expiry of the term of the Maker, whichever is earlier . The principal balance may be prepaid at any time prior to the Maturity Date without penalty. Under no circumstances shall any individual, including but not limited to any officer, director, employee or stockholder of the Maker, be obligated personally for ..."
06/02/2023 PRER14A Form PRER14A - Preliminary Proxy Soliciting materials:
05/25/2023 PRE 14A Form PRE 14A - Other preliminary proxy statements:
05/19/2023 425 Form 425 - Prospectuses and communications, business combinations:
05/19/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "PROMISSORY NOTE",
"TradeUP Acquisition Corp. Announces Extension of the Deadline for an Initial Business Combination"
05/15/2023 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
05/01/2023 S-4/A Form S-4/A - Registration of securities, business combinations: [Amend]
04/26/2023 425 Form 425 - Prospectuses and communications, business combinations:
04/26/2023 8-K Quarterly results
04/24/2023 425 Form 425 - Prospectuses and communications, business combinations:
04/24/2023 8-K Quarterly results
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